Compliance Manager (Futures & Options/ ETD's) - Investment Bank start-up new business line - Amaz...

ZipRecruiter; London; Hybrid; GBP 90,000 - 110,000; Full time

Job summary

A London-based Investment Bank is seeking a Compliance Manager for their new Futures & Options Clearing business. This role involves starting up compliance processes from scratch and requires extensive experience in the field. The ideal candidate will have over 10 years of expertise in Futures Compliance and the capability to build a new compliance function within a growing financial institution offering hybrid working options.

Benefits

Annual discretionary bonus

Pension

Healthcare

Life insurance

Medical cash plan

Private medical

Income protection

Qualifications

• Minimum 10 years of Futures & Options Compliance experience.
• Strong knowledge of FCA Handbook and Market Abuse Regulations.
• Able to manage both strategic and hands-on compliance tasks.

Responsibilities

• Design, build, and manage all Futures Compliance processes.
• Report to the Head of Compliance in London office.
• Possibility to hire and manage a team of compliance professionals.

Skills

Futures Compliance

Options Compliance

Trade Surveillance

Regulatory Operations

Compliance Reporting

Education

Graduate calibre

Job description

Job Description

The Role

Compliance Manager (Futures & Options/ETDs) – Investment Bank start-up new business line – Exciting opportunity!

Martis Search is representing a London-based Investment Bank to hire a new “Compliance Manager” for their launch of a new “Futures & Options Clearing” business. The role reports to the Head of Compliance in their London office.

Your responsibilities will include helping to start-up, design, build, and manage all Futures Compliance processes from scratch.

The company has a strong track record in other asset classes, is a global bank with a solid balance sheet, and has plans to expand their Futures & Options trading desks in London.

We are seeking candidates with extensive Futures & Options Compliance experience (minimum 10 years), ideally as a Senior Futures & Options Compliance Manager, looking for an opportunity to build a new function.

You should be of “graduate calibre” with strong knowledge of Futures & Options/ETD Compliance, including Compliance Reporting, Trade Surveillance, and Regulatory Operations, with a good understanding of the FCA Handbook and Market Abuse Regulations.

Given the initial team size, the role will be both hands-on and strategic, with potential to hire and manage a team of Futures Compliance professionals in London.

The company offers a hybrid working model, combining remote work and in-office presence.

If you have senior Futures & Operations Compliance experience and are seeking an exciting opportunity in London, please apply promptly if you meet the requirements.

Salary

Between £90,000 and £110,000 per annum, depending on experience, plus annual discretionary bonus, pension, healthcare, life insurance, medical cash plan, private medical, and income protection.