Compliance Manager (Futures & Options/ ETD’s) – Investment Bank start-up new business line – Am[...]

JR United Kingdom; Slough; Hybrid; GBP 90,000 - 110,000; Full time

Job summary

An innovative Investment Bank in London is seeking a Compliance Manager for their new Futures & Options Clearing business line. This role is pivotal in establishing and overseeing compliance processes and will involve both strategic and hands-on tasks, providing an exciting opportunity for a seasoned professional to contribute to a growing area within the firm.

Benefits

Annual discretionary bonus

Pension plan

Healthcare

Life insurance

Private medical

Income protection

Qualifications

• 10+ years of Futures & Options Compliance experience.
• Strong working knowledge of FCA Handbook.
• Experience in Compliance Reporting and Trade Surveillance.

Responsibilities

• Design, build, and manage Futures Compliance processes.
• Hire and manage a team of Futures Compliance professionals.
• Ensure compliance with FCA and Market Abuse Regulations.

Skills

Futures Compliance

Options Compliance

Trade Surveillance

Regulatory Operations

Compliance Reporting

Market Abuse Regulations

Education

Graduate calibre

Job description

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Compliance Manager (Futures & Options/ ETD’s) – Investment Bank start-up new business line – Amazing opportunity!, Slough

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Client:

Location:

Slough, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

5

Posted:

26.06.2025

Expiry Date:

10.08.2025

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Job Description:

The Role

Compliance Manager (Futures & Options/ ETD’s) – Investment Bank start-up new business line – Amazing opportunity!

Martis Search is representing a London-based Investment Bank to hire a brand new “Compliance Manager” for their new “Futures & Options Clearing” business launch. The role reports into their Head of Compliance in their London office.

Your role will be to help start-up, design, build, and manage all Futures Compliance processes from scratch.

The existing company has a proven pedigree in other asset classes, is a global bank with a solid balance sheet, and has ambitious plans to grow their Futures & Options trading desks in London.

Our client is looking for someone with extensive Futures & Options Compliance experience (ideally 10+ years), either as a Senior Futures & Options Compliance Manager seeking a new opportunity to build something from scratch.

You must be of “graduate calibre” with strong working knowledge of Futures & Options/ ETD Compliance, including Compliance Reporting, Trade Surveillance, or Regulatory Operations, and a good understanding of the FCA Handbook and Market Abuse Regulations.

Due to the team size from the start, the role will be both hands-on and strategic, with likely responsibilities to hire and manage a team of Futures Compliance professionals in London.

The company offers a hybrid work model, combining remote work and in-office days, providing flexibility.

If you have strong and senior Futures & Operations Compliance experience and are looking for one of the most exciting opportunities in London right now, please apply ASAP if you meet the requirements.

Salary ranges between £90,000 and £110,000 per annum, dependent on experience, with additional benefits including annual discretionary bonus, pension, healthcare, life insurance, medi-cash, private medical, and income protection.