Compliance Manager, European Private Debt Investor, London, UK or Munich, Germany - PER, Private ...

ZipRecruiter; London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading private debt investment firm is seeking a Compliance Manager in London to ensure compliance with UK and German regulations. The role involves managing compliance records, assisting with regulatory filings, and supporting internal stakeholders. Ideal candidates will have experience in financial services compliance, strong analytical skills, and effective communication abilities.

Qualifications

• Experience in a compliance role within the financial services industry.
• Strong understanding of FCA regulations.
• Excellent attention to detail and analytical skills.

Responsibilities

• Ensure compliance with UK and German regulatory requirements.
• Assist with regulatory filings to the FCA.
• Support the creation and review of compliance policies.

Skills

Compliance experience

FCA regulations understanding

Analytical skills

Communication skills

Attention to detail

Job description

Job Description

When you click apply, you will be redirected to the company’s website . Please ensure you have completed the company’s application process on their platform to fully apply.

About our client

Our client is a leading private debt investor operating across Europe. The firm is going through a period of growth and looking for a Compliance Manager to join their team to support across the firm's compliance and regulatory needs. What the job involves

• Assist the Legal and Compliance Director in ensuring the Firm complies with all relevant UK and German regulatory requirements
• Assist with regulatory filings to the FCA and maintaining compliance records
• Assist with preparing regulatory filings and reports specific to German requirements
• Assist with administering the compliance monitoring programme
• Assist in internal and external audits, helping to address findings and implementing corrective actions
• Manage employee level compliance (PADs, gifts and entertainment, outside business interests) and SM&CR certification process
• Support the creation, implementation and review of the compliance policies and procedures tailored to UK and Germany
• Assist with preparation of the regular compliance reports and updates for senior management, addressing UK compliance as well as cross-border obligations
• Assist with providing support to internal stakeholders
• Assist in delivering training for new joiners, designing annual compliance training and helping promote awareness of compliance requirements across the UK and other jurisdictions
• Assist with monitoring regulatory developments in the UK and Germany
• Collaborate with the Legal and Compliance Director to support compliance activities in France and Luxembourg, as needed
• Assist in monitoring regulatory updates in these jurisdictions and contribute to adapting policies and procedures accordingly

Who we are looking for

• Experience in a compliance role within the financial services industry, ideally in private credit or asset management
• Strong understanding of FCA regulations
• Familiarity with German compliance framework would be advantageous but is not a pre-requisite
• Excellent attention to detail and analytical skills
• Strong communication and interpersonal skills, with the ability to interact effectively across all levels of the organisation
• Proactive, solution-oriented mindset with the ability to manage multiple priorities

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You will be redirected to the company’s website – you must complete the application on their platform to apply.