Compliance Manager, Control Room

ZipRecruiter; London; On-site; GBP 50,000 - 80,000; Full time

Job summary

A leading international bank in London is seeking a Compliance Manager for their Control Room Compliance team. This role entails managing material non-public information, ensuring compliance with the UK Takeover Code, and working closely with various stakeholders in a dynamic banking environment.

Qualifications

• Experience in compliance, control room, or regulatory roles within financial services.
• Understanding of investment banking and global markets products.
• Strong analytical skills with excellent attention to detail.
• Confident communicator with the ability to manage multiple priorities.
• Team-oriented, collaborative and proactive mindset.

Responsibilities

• Monitor and manage information barriers and conflicts of interest across the business.
• Maintain and update the Watch and Restricted Lists.
• Review institutional research and internal communications.

Skills

Analytical skills

Attention to detail

Communication

Collaboration

Job description

Job Description

Compliance Manager | Control Room | International Bank

We are excited to partner with a leading international bank headquartered in London. They are searching for a talented Compliance Manager to join their Control Room Compliance team. This crucial role within the EMEA Control Room is not just about maintaining information barriers; it’s about proactively managing material non-public information (MNPI), overseeing the Watch and Restricted Lists, and ensuring rigorous compliance with UK Takeover Code disclosures.

Key Responsibilities:

• Monitor and manage information barriers and conflicts of interest across the business
• Maintain and update the Watch and Restricted Lists
• Review institutional research and internal communications
• Contribute to regulatory and legal change initiatives
• Participate in global Control Room projects and risk governance forums
• Liaise regularly with stakeholders across Compliance, Risk and Business units

Experience Required:

• Experience in compliance, control room, or regulatory roles within financial services
• Understanding of investment banking and global markets products
• Strong analytical skills with excellent attention to detail
• Confident communicator with the ability to manage multiple priorities
• Team-oriented, collaborative and proactive mindset

This opportunity offers extensive exposure to compliance within a global banking environment, providing significant development potential for the right candidate.

Interested in hearing more? Please apply for further information.

As a Certified B Corporation, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work, we ensure our workplace is one that fosters professional growth and collaboration.