Compliance Manager - Commodities Broker

JR United Kingdom; London; On-site; GBP 60,000 - 100,000; Full time

Job summary

An established industry player in commodities brokerage is seeking an experienced Compliance Manager to ensure adherence to complex regulatory frameworks. This role involves overseeing compliance monitoring, providing front-office compliance advice, and leading training initiatives. The ideal candidate will possess a strong understanding of commodities derivatives markets and relevant regulations such as MiFIR and EMIR. Join a dynamic team where your expertise will play a crucial role in navigating the regulatory landscape and enhancing compliance practices within the organization.

Qualifications

• Strong knowledge of commodities derivatives markets and LME regulatory requirements.
• Experience with OTC commodities and FX markets.

Responsibilities

• Act as the compliance specialist on complex regulatory implementations.
• Oversee and guide the compliance monitoring plan.

Skills

Regulatory Compliance

Risk Management

KYC Policies

Compliance Monitoring

Education

Bachelor's Degree in Finance or Law

Professional Compliance Certification

Job description

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Compliance Manager - Commodities Broker, london

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Client:

MERJE

Location:

london, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

5

Posted:

05.05.2025

Expiry Date:

19.06.2025

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Job Description:

A leading Commodities Broker in London is looking for an experienced Compliance Manager to join their team.

Key Responsibilities:

• Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting).
• Oversee and guide the compliance monitoring plan.
• Provide timely front-office compliance advice on trading and regulatory matters.
• Lead compliance training, including SMCR certification and KYC policy updates.
• Maintain and refine compliance policies, procedures, and regulatory reporting.

Key Requirements:

• Strong knowledge of commodities derivatives markets (base metals).
• In-depth understanding of LME regulatory requirements.
• Experience with OTC commodities and FX markets.
• Expertise in EMIR, MiFID II, SMCR, IFPR, and Dodd-Frank.
• Practical application of FCA regulations, including COBS, SYSC, MAR, and SUP