Compliance Manager - clearing

Page Personnel; London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

Une entreprise respectée dans le secteur des services financiers recherche un Compliance Manager pour développer et mettre en œuvre des politiques de conformité. Ce rôle est essentiel pour évaluer les risques de conformité et pour fournir une formation sur les meilleures pratiques. Situé à Londres, ce poste offre des options de travail hybride et de développement professionnel au sein d'une culture d'entreprise axée sur la conformité.

Benefits

Options de travail hybride

Opportunités de croissance et de développement professionnel

Qualifications

• Expérience dans le secteur des services financiers.
• Connaissances approfondies des cadres réglementaires du Royaume-Uni.
• Compétences analytiques fortes pour identifier et atténuer les risques.

Responsibilities

• Développer et mettre en œuvre les politiques de conformité.
• Mener des audits de conformité réguliers.
• Agir comme point de contact principal pour les organismes régulateurs.

Skills

Analyse

Communication

Gestion des risques

Job description

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The employer is a respected name in the financial services industry and operates as a medium-sized organisation with a strong focus on compliance and risk management. The company is dedicated to fostering a professional and forward-thinking environment for its employees.

Job Description

• Develop and implement compliance policies and procedures to meet regulatory requirements.
• Monitor and assess compliance risks across the organisation.
• Provide guidance to internal teams on regulatory changes and their implications.
• Conduct regular compliance audits and prepare detailed reports for senior management.
• Oversee the organisation's risk management framework and ensure its effectiveness.
• Act as the main point of contact for regulatory bodies and external auditors.
• Deliver compliance training programmes to employees across departments.
• Advise on best practices to maintain the organisation's strong compliance culture.

The Successful Applicant

A successful Compliance Manager should have:

• Experience in futures clearing.
• In-depth knowledge of compliance and risk management within financial services.
• Familiarity with UK regulatory frameworks and requirements.
• Proven experience in implementing and managing compliance programmes.
• Strong analytical and problem-solving skills to identify and mitigate risks.
• Excellent communication skills to liaise with internal and external stakeholders.
• The ability to work both independently and collaboratively within a professional environment.

What's on Offer

• Hybrid working options to support work-life balance.
• A permanent role within a forward-thinking financial services organisation.
• Opportunities for professional growth and development.
• Engagement in a supportive and compliance-focused culture.

If you are ready to take on this exciting Compliance Manager role, we encourage you to apply today.