Compliance Manager - Advisory

ZipRecruiter; London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A financial services firm in London is seeking an experienced Compliance Manager focusing on Private Markets. This role involves providing regulatory advisory support on UK and EU requirements, collaborating with risk teams, and delivering compliance training. Candidates should have in-depth knowledge of asset management compliance and strong communication skills. The position offers a unique opportunity to lead compliance initiatives within a dynamic environment.

Qualifications

• Must possess in-depth knowledge of UK/EU regulations and asset management compliance.
• Experience with alternative funds and structured products is essential.
• Strong communication and negotiation skills required.

Responsibilities

• Act as a subject matter expert on regulatory matters for Private Markets.
• Support senior compliance leaders in governance processes and strategic initiatives.
• Deliver compliance training and maintain strong relationships across the business.

Skills

In-depth knowledge of UK/EU regulations

Expertise in alternative funds

Strong communication skills

Relationship-building skills

Negotiation skills

Education

Degree or equivalent industry experience

Job description

Job Description

Compliance Manager - Private Markets

A financial services firm is seeking a Compliance Manager to join its UK Compliance Advisory Team, focusing on Private Markets. The role involves providing advisory and technical support on UK and EU regulatory requirements (e.g., MiFID II, AIFMD, SFDR) to the Private Markets business, excluding financial crime compliance.

Key Responsibilities:

• Act as a subject matter expert on regulatory matters for Private Markets.
• Support senior compliance leaders in governance processes, conduct risk management, and strategic initiatives.
• Collaborate with risk and governance teams to enhance procedures and controls.
• Deliver compliance training and maintain strong relationships across the business.

Skills & Experience Required:

• In-depth knowledge of UK/EU regulations and asset management compliance (especially SYSC, COBS, FUND).
• Expertise in alternative funds, structured products, private credit, and sustainable finance regulations.
• Degree or equivalent industry experience.
• Strong communication, relationship-building, and negotiation skills.