Compliance Manager – 6m FTC

Compliance Professionals; London; On-site; GBP 80,000 - 120,000; Full time

Job summary

A leading alternative asset management firm in London is seeking a Compliance Manager for a 6-month fixed-term contract. The successful candidate will leverage their MCO expertise and compliance background to enhance brokerage account management and regulatory compliance processes within the firm. This role offers the opportunity to work closely with investment and financial regulations while developing essential compliance frameworks.

Qualifications

• 5+ years of compliance experience.
• Experience in Investment Bank, PE & Asset Managers preferred.
• Knowledge of European and FCA regulation.

Responsibilities

• Review and update brokerage accounts in MCO.
• Identify unmatched accounts using MCO feeds.
• Develop reporting and leavers process within MCO.

Skills

MCO experience

Compliance knowledge

Regulatory knowledge

Analytical skills

Education

Degree in Law, Finance, Accounting, Economics, or Business Admin

Tools

MyComplianceOffice (MCO)

Job description

THE COMPANY: Our client is a leading alternative asset management firm, looking to hire a Compliance Manager on a 6 month FTC basis. It’s essential that this person has MCO (MyComplianceOffice) experience. THE RESPONSIBILITIES:

• Review and update all brokerage accounts in MCO
• Update all brokerage feeds across MCO, identifying and remediating unmatched accounts
• Work with MCO to identify potential new feeds into MCO.
• Undertaking tasks within the KYE area of MCO to identify Conflicts of Interest across the business
• Development of reporting within MCO
• Development of a leavers process within MCO
• Documentation of Central Compliance processes

EXPERIENCE REQUIRED:

• Extensive experience of MCO especially with respect to employee brokerage accounts and broker feeds
• Control Room experience / background preferred
• Experience working in an Investment / Wholesale Bank, PE & Asset Managers with €1bn + AUM or Leveraged Finance organisation.
• 5+ years compliance experience.
• Degree in Law, Finance, Accounting, Economics, Business Admin or similar preferred but relevant experience will also be considered.
• Knowledge/ Experience of European and FCA regulation.

For further information please contact Spencer Evans