Compliance Manager – 6m FTC

Compliance Professionals; City Of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading alternative asset management firm in London seeks a Compliance Manager for a 6-month FTC. This role requires extensive MCO experience, expertise in compliance within the banking or asset management sectors, and knowledge of European and FCA regulations. The successful candidate will be involved in updating brokerage accounts, identifying conflicts of interest, and developing compliance processes.

Qualifications

• Extensive experience with employee brokerage accounts and broker feeds in MCO.
• 5+ years of compliance experience.
• Relevant experience in Investment/Wholesale Bank or Asset Management.

Responsibilities

• Review and update all brokerage accounts in MCO.
• Identify and remediate unmatched accounts.
• Develop reporting and leavers processes within MCO.

Skills

MCO (MyComplianceOffice) experience

Control Room knowledge

Understanding of European and FCA regulation

Education

Degree in Law, Finance, Accounting, Economics, or Business Admin

Job description

THE COMPANY: Our client is a leading alternative asset management firm, looking to hire a Compliance Manager on a 6 month FTC basis. It’s essential that this person has MCO (MyComplianceOffice) experience.

THE RESPONSIBILITIES:

• Review and update all brokerage accounts in MCO
• Update all brokerage feeds across MCO, identifying and remediating unmatched accounts
• Work with MCO to identify potential new feeds into MCO.
• Undertaking tasks within the KYE area of MCO to identify Conflicts of Interest across the business
• Development of reporting within MCO
• Development of a leavers process within MCO
• Documentation of Central Compliance processes

EXPERIENCE REQUIRED:

• Extensive experience of MCO especially with respect to employee brokerage accounts and broker feeds
• Control Room experience / background preferred
• Experience working in an Investment / Wholesale Bank, PE & Asset Managers with €1bn + AUM or Leveraged Finance organisation.
• 5+ years compliance experience.
• Degree in Law, Finance, Accounting, Economics, Business Admin or similar preferred but relevant experience will also be considered.
• Knowledge/ Experience of European and FCA regulation.

Please note that for further information, you should contact Spencer Evans.