Compliance Manager

Staysure Group; United Kingdom; On-site; GBP 50,000 - 70,000; Full time

Benefits offered by this job

Training and development opportunities

Inclusive workplace culture

Job summary

A leading Insurance provider in London seeks an FCA Compliance Manager to oversee regulatory compliance and support the development of policies and frameworks. This mid-senior level role requires extensive FCA knowledge, attention to detail, and skills in influencing stakeholders. Ideal candidates will hold an ACII/DIP CII Qualification. Opportunities for training and development are provided.

Qualifications

• Must have extensive knowledge of the FCA handbook and how to apply it.
• Need excellent attention to detail and ability to meet deadlines.
• Must possess skills in influencing and challenging under pressure.

Responsibilities

• Support the development of the regulatory compliance framework.
• Provide guidance for compliance with FCA requirements.
• Identify and streamline processes with waste activities.
• Assist in creating onboarding and learning pathways for compliance.
• Build strong relationships with key stakeholders.

Skills

Extensive knowledge of the FCA handbook

Excellent attention to detail

Ability to plan and organise

Influencing and persuading skills

Education

ACII/DIP CII Qualification

Job description

Staysure Group provided pay range

This range is provided by Staysure Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Staysure Group

💼Contract Type - Fixed Term Contract until January 2027

✈️ Candidate Journey: Our goal is to reply to applications within 3 working days. Additionally, we make sure to acknowledge, evaluate, and respond to all applications as a way of showing our appreciation for your time and effort in applying to us.

As a FCA Compliance Manager, you will be responsible for the effective management of the Regulatory Compliance Team which will provide guidance around product development and product changes, financial promotions and marketing, customer journeys online and offline, and support the wider risk and compliance team design outsourcer oversight and the compliance monitoring plan.

Any regulatory compliance incidents that occur (including near misses) may require your support to the UK Company Secretary to ensure that incidents are managed and closed with relevant stakeholders involved immediately.

You will build strong relationships with key stakeholders externally and across the organisation ensuring positive assurances are delivered through team meetings and committee meetings to demonstrate the effectiveness of controls and drive continuous improvement within the business.

You will play a key role in creating a culture aligned to the regulations and ensure we demonstrate the business embraces the consumer duty, supports customers with vulnerabilities and meets its regulatory responsibilities.

Key Responsibilities

• Supporting the development of the regulatory compliance framework, systems and controls including both the Compliance Manual and Compliance Oversight plan and framework.
• Play a supporting role in Consumer Understanding, Consumer Support and Vulnerable Customer Committee Meetings.
• Provide practical guidance and advice to the business on current and forthcoming FCA (and other entities) requirements, including supporting business projects.
• Ensure compliance and regulatory input is provided to all projects when required.
• Identify processes with waste activities to streamline and maximise outputs in particular around marketing ways of working and customer journeys.
• Work with the UK Company Secretary to ensure regulatory policies for the FCA are reviewed annually and are fit for purpose across the group.
• Work with QA and Operations to ensure that actions around QA stats are satisfactory, in line with FCA, Underwriter and Commercial Insurances broker.
• Support the L&D team with the design of onboarding and learning pathways for FCA compliance.
• Supporting and understanding your team with effective coaching and identifying development areas. Providing opportunities for colleagues to improve and showcase their skills.

Key Qualifications

• Extensive knowledge of the FCA handbook
• How to apply the FCA handbook to a commercial organisation
• Excellent attention to detail
• Able to plan, organise and meet deadlines/targets where appropriate
• Ability to challenge and perform under pressure
• Influencing and persuading skills
• ACII/DIP CII Qualification

We’re assembling a diverse team, where skills, not checkboxes, reign supreme, regardless of race, religion, sex, sexual orientation, gender identity or disability. Our compass points to inclusion.

Staysure Group welcomes all new starters with open arms, providing training, development opportunities, and great benefits.

Seniority level

Mid-Senior level

Employment type

Contract

Job function

Quality Assurance

Industries

Insurance

Location: London, England, United Kingdom