Compliance Manager

TN United Kingdom; Poole; On-site; GBP 40,000 - 80,000; Full time

Job summary

An established industry player is seeking a dedicated Compliance Manager to ensure regulatory excellence and deliver exceptional outcomes for clients. In this pivotal role, you will lead a dynamic team, influence key business decisions, and enhance the compliance function within a collaborative environment. Your expertise will drive the development of compliance strategies and improve client outcomes, all while fostering a culture of integrity and customer satisfaction. If you are passionate about compliance and ready to make a significant impact, this opportunity is perfect for you.

Qualifications

• Proven experience in compliance roles within financial services.
• Strong understanding of regulatory frameworks and compliance standards.

Responsibilities

• Oversee and guide the Compliance Team for operational efficiency.
• Prepare detailed reports for the Board with actionable recommendations.

Skills

Compliance experience in financial services

Team management

Regulatory knowledge (MCOB, ICOBS, DISP)

Problem-solving skills

Communication skills

Attention to detail

Proactivity

Leadership

Job description

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Are you passionate about ensuring regulatory excellence and delivering top-notch outcomes for customers? Mortgage Intelligence Holdings (MIH) is seeking a dedicated Compliance Manager to play a pivotal role in our commitment to maintaining high standards set by the Financial Conduct Authority (FCA).

Why MIH

At MIH,we believe in fostering a collaborative and innovative work environment. As a Compliance Manager, you'll have the opportunity to lead a dynamic team, influence key business decisions, and contribute to our mission of regulatory excellence. Join us to advance your career in a company that values expertise, integrity, and customer satisfaction.

Responsibilities:

• Team Leadership Oversee and guide the Compliance Team, ensuring proactive decision-making and operational efficiency.
• People Management Conduct regular 1:1s, appraisals, and team meetings to foster development and motivation within your team.
• Training & Development Support and enhance the skills of the Compliance Team through targeted training initiatives.
• Client Outcomes Continuously seek opportunities to improve client outcomes and refine our compliance function and control frameworks.
• Risk Management Analyze management information to identify and mitigate customer and business risks.
• Reporting Prepare detailed reports for the Board and Committees, offering actionable recommendations to address weaknesses.
• Stakeholder Collaboration Work closely with key business areas and stakeholders to implement MIH’s compliance strategies.
• Industry Knowledge Stay updated with industry trends and compliance knowledge to support your personal development.

Skills and Experience

• Relevant Experience Proven experience in compliance roles within financial services, ideally in intermediary mortgage and insurance firms.
• Team Management Demonstrated ability to manage, motivate, and develop teams effectively.
• Proactivity Willingness to take responsibility for enhancing team efficiency and accountability.
• Regulatory Knowledge Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations.
• Problem-Solving Ability to identify root causes and develop improvement plans.
• Leadership Lead by example to create a positive working environment.
• Communication Excellent written and verbal communication skills for insightful reporting.
• Attention to Detail Meticulous attention to detail.

Apply Now!

If you’re ready to make a significant impact and advance your career in compliance, we want to hear from you! Join MIH and be a part of a team that values your expertise and is committed to delivering excellence.

Submit your application today and step into a role where your contributions truly matter.

Who we are:

We’re a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You’ll benefit from our wealth of industry experience, premium network and club services and expertise in business growth.