Compliance Manager

ZipRecruiter; Peterborough; Hybrid; GBP 50,000 - 70,000; Full time

Job summary

A key Financial Services organisation is seeking a Compliance Manager to provide compliance expertise and support regulatory initiatives. This role involves influencing governance and continuous improvement of customer outcomes, requiring strong communication and stakeholder management skills.

Qualifications

• 2nd line Compliance experience in Financial Services.
• Knowledge of ICOBS preferable.
• Experience with FCA regulatory frameworks.

Responsibilities

• Provide expert compliance advice across business activities.
• Support incidents and assess regulatory notifications.
• Monitor and share regulatory trends and best practices.

Skills

Strong communication

Influencing skills

Stakeholder management

Job description

Job Description

Lutine Bell are currently supporting a leading Financial Services organisation looking to appoint a Compliance Manager into their 2LOD.

Responsibilities:

• Provide expert compliance advice and challenge across business activities, projects, and strategies

• Support incidents, identify trends, and help assess whether regulatory notifications are required

• Contribute

input to regulatory change initiatives

• Influence decision-making through governance forums, embedding compliance into everyday operations

• Monitor and share emerging regulatory trends, risks, and best practices

• Partner with the business to continuously improve understanding and delivery of good customer outcomes

Requirements:

• 2nd line Compliance experience in Financial Services (ICOBS knowledge preferable)
• Experience of regulatory frameworks, particularly FCA requirements
• Strong communication, influencing and stakeholder management skills

Location: Peterborough (hybrid working)

Please contact Daniel Billin ([e-mail]) if you would like further information