Compliance Manager

Reed Specialist Recruitment; North East; On-site; GBP 60,000 - 80,000; Full time

Job summary

A well-established independent insurance brokerage in Northeast England is seeking a Compliance Manager to lead its compliance function. The role involves ensuring compliance with FCA regulations and internal policies, providing guidance to senior leadership, and supporting training initiatives. The ideal candidate has proven experience in compliance, strong regulatory knowledge, and excellent communication skills. Join a respected business focused on client service and integrity.

Benefits

Competitive salary

Opportunities for growth and development

Supportive, collaborative culture

Qualifications

• Proven experience in a compliance role in insurance or financial services.
• Strong knowledge of FCA regulations and industry best practices.
• Excellent communication and stakeholder management skills.

Responsibilities

• Ensure compliance with FCA regulations and internal policies.
• Oversee compliance monitoring and risk management.
• Advise senior leadership on compliance matters.

Skills

Compliance expertise

Regulatory knowledge

Communication skills

Attention to detail

Education

Relevant qualifications (e.g. ICA, CII)

Job description

Compliance Manager
Location: Northeast England Full-time Competitive Salary + Benefits

Are you a detail-oriented compliance professional with a passion for risk management and regulatory excellence? We're working with a well-established, independent insurance brokerage that is seeking a Compliance Manager to lead and evolve its compliance function.

About the Role

This is a pivotal role within a growing and ambitious business. You'll be responsible for ensuring the company remains fully compliant with FCA regulations and internal policies, while also helping to shape a culture of integrity and accountability across the organisation.

Key Responsibilities

• Oversee all aspects of regulatory compliance, including FCA requirements, GDPR, and internal governance.
• Maintain and develop the compliance monitoring plan and risk register.
• Provide expert advice and guidance to senior leadership and operational teams.
• Lead on internal audits, regulatory reporting, and file reviews.
• Keep abreast of regulatory changes and ensure timely implementation of new requirements.
• Support training and development initiatives to embed compliance awareness across the business.

What We're Looking For

• Proven experience in a compliance role within the insurance or financial services sector.
• Strong knowledge of FCA regulations and industry best practices.
• Excellent communication and stakeholder management skills.
• A proactive, solutions-focused mindset with strong attention to detail.
• Relevant qualifications (e.g. ICA, CII) are desirable but not essential.

Why Join?

• Be part of a respected, independent business with a strong reputation for client service and integrity.
• Work closely with senior leadership and make a real impact.
• Enjoy a supportive, collaborative culture with opportunities for growth and development.

Interested?
For more information or to express your interest, please get in touch directly.