Compliance Manager

Huntress - Maidstone; Maidstone; On-site; GBP 40,000 - 47,000; Full time

Job summary

A recruitment agency in Maidstone is seeking an experienced Compliance Manager to oversee regulatory compliance and risk management. The ideal candidate will have a strong understanding of FCA regulations and proven leadership capabilities. This role involves developing compliance policies, conducting audits, and fostering a positive team environment. Salary ranges from £40,000 to £47,000.

Qualifications

• Proven experience in a senior compliance role, ideally in financial services or a similarly regulated industry.
• Strong working knowledge of FCA regulations.
• Experience in risk management and quality management systems.

Responsibilities

• Develop, implement, and maintain internal compliance policies and procedures.
• Ensure ongoing compliance with regulatory bodies including the FCA.
• Conduct regular audits, risk assessments, and root cause analyses.

Skills

Proven experience in a senior compliance role

Strong working knowledge of FCA regulations

Excellent analytical skills

Strong communication skills

Problem-solving skills

Job description

Compliance Manager
Maidstone
40,000 - 47,000

We are seeking a proactive Compliance Manager to lead and oversee all aspects of regulatory compliance, risk management, and quality assurance within our client's organisation. This is a pivotal leadership role suited to someone who leads by example, promotes a strong team ethos, and cultivates a positive and accountable working environment.

Key Responsibilities

• Develop, implement, and maintain internal compliance policies, procedures, and registers.
• Ensure ongoing compliance with regulatory bodies including the FCA.
• Monitor and interpret regulatory updates to maintain up-to-date processes.
• Conduct regular audits, risk assessments, and root cause analyses.
• Maintain accurate records of compliance activities, including complaints and audit outcomes.
• Report on team performance via KPIs.
• Uphold and maintain the Quality Management System.

About You

We're looking for someone with:

• Proven experience in a senior compliance role, ideally in financial services or a similarly regulated industry.
• Strong working knowledge of FCA regulations
• Experience in risk management and quality management systems.
• Excellent analytical, communication, and problem-solving skills.

Huntress Search Ltd acts as a Recruitment Agency in relation to all Permanent roles and as a Recruitment Business in relation to all Temporary roles.

We practice a diverse and inclusive recruitment process that ensures equal opportunity for all we work with, irrespective of race, sexual orientation, mental or physical disability, age or gender. As an organisation, we encourage applications from all backgrounds and will ensure measures are met when required, to allow a fair process throughout.

PLEASE NOTE: We can only consider applications from candidates who have the right to work in the UK.