Compliance Manager

ClearScore; London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A financial services company in London seeks a Compliance Officer to support the business with compliance regulations, monitor adherence to laws, and train employees on regulatory standards. The ideal candidate has over 3 years of experience in a FCA regulated environment and a strong understanding of compliance principles. This role offers a chance to make a significant impact within the organization.

Qualifications

• Minimum 3 years in Compliance in FCA regulated sectors.
• Knowledge of FCA regulations is essential.
• Desire to learn about further compliance areas.

Responsibilities

• Support the business with complex compliance issues.
• Monitor compliance with laws and internal policies.
• Train employees on relevant regulations.
• Investigate non-compliance issues.
• Review marketing materials for regulatory compliance.
• Collaborate to foster a compliance culture.

Skills

3+ years Compliance experience

Knowledge of FCA Handbook

Analytical mindset

Excellent communication skills

Job description

Responsibilities

• Engaging with the wider business and providing support on complex Compliance topics
• Monitoring compliance with laws, regulations and internal policies
• Training employees on applicable regulations
• Investigating irregularities and non-compliance issues
• Contributing to robust and effective Compliance controls within the organisation
• Reviewing marketing materials (including financial promotions) to ensure compliance with regulatory requirements
• Leading on administration of our relationship with regulators
• Leading on general administrative duties (such as policy writing and process monitoring)
• Collaborating with other departments to create a culture of Compliance
• Providing Compliance support to our international businesses
• Keeping up to date with, and understanding, relevant laws and regulations

Qualifications

• 3+ years Compliance experience in an FCA regulated business, preferably in FinTech, or a financial regulator
• Existing knowledge of FCA Handbook - particularly Consumer Credit, Consumer Duty and SM&CR. Insurance and Mortgages would also be advantageous
• Desire to expand knowledge in additional areas of regulatory compliance
• Analytical mindset
• Excellent written and verbal communication with proven relationship building experience