Compliance Manager

Rev & Regs; London; Hybrid; GBP 60,000 - 74,000; Full time

Job summary

Rev & Regs is seeking a Compliance Manager for an international commercial bank in London. This mid-senior level role focuses on implementing and managing a compliance monitoring framework, ensuring alignment with both regulatory standards and the Bank’s objectives. The candidate should possess strong regulatory knowledge, particularly with FCA guidelines, and have proven experience in compliance or audit roles within financial services.

Qualifications

• In depth regulatory knowledge of FCA regulation, including FCA Consumer Duty.
• Experience in planning and executing Compliance Monitoring activities.
• Demonstrable experience in Compliance or Audit role in banking or financial services.

Responsibilities

• Implement the Compliance Monitoring framework, processes, and procedures.
• Lead compliance monitoring reviews.
• Review and update compliance policies, standards, and procedures.

Skills

Regulatory knowledge of FCA regulation

Compliance monitoring activities

Stakeholder management

Job description

This range is provided by Rev & Regs. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Rev & Regs

Rev & Regs are recruiting for a Compliance Manager for a International commercial bank.

This role has a strong focus towards Compliance Monitoring framework however there will be other generalist compliance activities as well. Supporting the Head of Compliance (SMF16) by proactively and promptly delivering compliance activities across the Bank.

Responsibilities:

• Implement the Bank’s Compliance Monitoring framework, processes and procedures in line with industry and regulatory standards and the Bank’s risk appetite.
• Where required, aid in reviewing and updating compliance monitoring procedures to drive continuous improvement.
• Lead on compliance monitoring reviews as outlined in the compliance monitoring plan.
• Support in evaluating the ongoing effectiveness of the Compliance RCSAs and work with Operational Risk to ensure alignment.
• Continuously enhance regulatory compliance knowledge and proactively share best practices across Risk Teams and the wider bank.
• Provide timely, outcome-focused regulatory advice and guidance to support the business.
• Review and update compliance policies, standards, and procedures.
• Collate all required compliance Management Information (MI) relating to monitoring and regulation and analyse trends and issues to provide information and assurance to key internal governance forums.

Skills and Experience:

• In depth regulatory knowledge of FCA regulation, including knowledge of the FCA Consumer Duty.
• Experience in planning and executing Compliance Monitoring activities.
• Demonstrable experience in a Compliance or Audit related role within banking or financial services.
• Effectively manage issues by leveraging strong organisational and stakeholder management skills.

Location: Hybrid - London, City.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Other

• Industries

  Financial Services and Banking

Referrals increase your chances of interviewing at Rev & Regs by 2x

Sign in to set job alerts for “Compliance Manager” roles.

Greater London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 1 week ago

London, England, United Kingdom 2 days ago

London, England, United Kingdom 3 weeks ago

Regulatory Compliance Manager (FinTech: PI/EMI)

London, England, United Kingdom 4 weeks ago

London, England, United Kingdom 2 weeks ago

Regulatory Compliance Manager - Investments

London, England, United Kingdom 1 week ago

City Of London, England, United Kingdom £60,000.00-£74,000.00 1 week ago

Compliance, GIR Compliance, Vice President, London

London, England, United Kingdom 1 week ago

London, England, United Kingdom 4 weeks ago

Senior Compliance Manager – Transformation

London, England, United Kingdom 2 weeks ago

London, England, United Kingdom 4 weeks ago

Head of Compliance & MLRO – Private Equity

London, England, United Kingdom 3 weeks ago

Financial Crime Compliance Manager and Cayman Islands MLRO

London, England, United Kingdom 1 month ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.