Compliance Manager

0000050721 RBC Global Asset Management (UK) Limited; London; On-site; GBP 60,000 - 90,000; Full time

Job summary

Join a leading company as a Compliance Manager to provide expert regulatory advice and manage compliance risks. This role offers a dynamic environment with comprehensive rewards, leadership support, and the opportunity to work with top professionals in asset management.

Benefits

Comprehensive rewards including bonuses and benefits

Leadership support and development opportunities

Flexible working options

Qualifications

• Extensive experience in UK/EU compliance required.
• Familiarity with asset management compliance is a plus.

Responsibilities

• Provide expert regulatory advice on UK/EU and SEC compliance matters.
• Monitor and manage compliance risks.
• Conduct compliance training.

Skills

Interpersonal skills

Communication skills

Attention to detail

Organizational skills

Ability to work under pressure

Education

Expertise in UK/EU regulatory environments

Knowledge of SEC regulations

Job description

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Location:

London, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Reference:

405bc28f0a3d

Job Views:

3

Posted:

07.07.2025

Expiry Date:

21.08.2025

Job Description:

Job Description

An exciting opportunity to join our RBC BlueBay Compliance Advisory UK team as a Compliance Manager. You will provide expert compliance advice, manage regulatory risks, and support business initiatives, ensuring adherence to regulatory requirements and contributing to the firm’s success.

Responsibilities include:

• Providing expert regulatory advice on UK/EU and SEC compliance matters.
• Monitoring and managing compliance risks.
• Conducting compliance training.
• Reviewing policies, procedures, and marketing materials for compliance.
• Supporting business projects and marketing initiatives with compliance guidance.
• Supporting compliance testing, monitoring, and reviews.
• Developing relationships with internal stakeholders.
• Proactively addressing regulatory and reputational risks.

Qualifications needed:

• Expertise in UK/EU regulatory environments, including FCA Handbook rules.
• Knowledge of SEC regulations relevant to asset management.
• Strong interpersonal and communication skills.
• Attention to detail and organizational skills.
• Ability to work under pressure and meet deadlines.
• Commitment to professional development.

Preferred qualifications:

• Experience in asset management compliance, including ESG.
• Familiarity with marketing, distribution, and cross-border regulations.
• Effective collaboration across teams.

What’s in it for you?

• Comprehensive rewards including bonuses and benefits.
• Leadership support and development opportunities.
• Work with top professionals in the field.
• Make a meaningful impact.
• Work in a dynamic, collaborative environment.
• World-class training in financial services.
• Flexible working options.

Additional details:

• Address: 100 BISHOPSGATE, LONDON
• Employment Type: Full-time, Salaried
• Work hours/week: 35
• Platform: WEALTH MANAGEMENT
• Posted Date: 2025-07-04
• Application Deadline: 2025-07-15

Note: Applications accepted until 11:59 PM on the day prior to the deadline.

Inclusion and Equal Opportunity Employment: RBC values diversity and inclusivity, fostering a respectful workplace supporting professional growth and collaboration.

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