Compliance Manager

MERJE; London; On-site; GBP 50,000 - 75,000; Full time

Job summary

A leading insurance company seeks a Compliance Manager to ensure regulatory obligations are met and a compliance culture is embedded. The role involves providing compliance advice, training, and managing compliance plans while working closely with executives and various stakeholders.

Qualifications

• Significant experience in providing technical compliance and risk advice.
• Ability to interpret and present complex technical information.

Responsibilities

• Provide compliance advice in line with FCA principles.
• Ensure business strategies comply with legislative and regulatory requirements.
• Manage regulatory query inbox and reporting.

Skills

Insurance experience

Knowledge of FCA rules

Report writing

Interpersonal skills

Communication

Tools

MS Office

Job description

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MERJE has partnered with a leading insurance company and we’re looking for a Compliance Manager to join their expanding team.

The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.

Key Responsibilities:

• Provide compliance advice in line with FCA principles and threshold conditions.
• Ensure business strategies and operations comply with legislative and regulatory requirements.
• Integrate regulatory requirements into operational systems and procedures.
• Establish and maintain compliance plans, policies, and processes.
• Represent the Compliance function in internal and external meetings.
• Offer training, support, and ongoing advice on compliance and regulatory issues.
• Investigate and escalate key compliance failures.
• Manage regulatory query inbox and regulatory reporting.
• Produce management information for Executive forums and the Board.
• Review and ensure compliance of all products, providing feedback for improvements.

Skills & Experience Required:

• Insurance experience is a must!
• Strong knowledge of FCA rules (Consumer Duty, ICOBS, Consumer Credit, GIPP).
• Ability to interpret and present complex technical information.
• Excellent report writing skills for Executive forums.
• Significant experience in providing technical compliance and risk advice.
• Proficiency in MS Office (Word, Excel, Outlook).
• Understanding of compliance risks and mitigation strategies.
• Strong planning, organisational, negotiating, and influencing skills.
• Excellent interpersonal and communication abilities.
• Positive attitude with the ability to focus on key compliance issues.
• Experience working with and challenging senior managers and stakeholders effectively.

Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful.