Compliance Manager

www.findapprenticeship.service.gov.uk - Jobboard; London; On-site; GBP 38,000 - 39,000; Full time

Job summary

A leading fintech firm in London is seeking an AML Compliance Manager to ensure regulatory compliance. The role involves managing regulatory examinations, providing training, and conducting financial investigations. The ideal candidate has a bachelor's degree in a relevant field, is fluent in English and Chinese, and possesses over 3 years of experience in compliance within financial services. The position offers a competitive salary ranging from £38,100 to £39,000 and comprehensive benefits.

Benefits

Health insurance

Pension plan

Professional growth opportunities

Vibrant workplace culture

Qualifications

• Proven experience as an AML manager or similar role in financial services.
• 3+ years of experience in senior compliance roles.
• Strong understanding of compliance within the payment industry.

Responsibilities

• Manage and coordinate regulatory examinations.
• Develop training materials and provide guidance on AML issues.
• Conduct financial investigations and prepare information for SAR reports.

Skills

Fluent in English and Chinese

Regulatory compliance expertise

Analytical skills

Organizational skills

Communication skills

Education

Bachelor’s degree in Law, Finance, Business Administration

Tools

Compliance management software

Microsoft Office

Job description

About Us:
UK First Fintech is a pioneering financial technology firm dedicated to revolutionizing the finance industry. With our headquarters located in the heart of London, we specialize in providing innovative financial solutions to clients worldwide. Our commitment to excellence and continuous improvement has positioned us as a leader in the fintech sector.

Job Description:
We are seeking a dedicated and highly organized AML Compliance Manager to join our dynamic team. The successful candidate will be ensuring our operations fully comply with all relevant regulatory AML requirements and internal policies. This role is critical in maintaining our firm’s reputation, ensuring operational compliance, and supporting our ongoing growth and development.Job code:2482

Key Responsibilities:
- Manages and coordinates regulatory examinations.
- Coordinates implementation activities with the lines of business and support groups to ensure that applicable business procedures get updated to incorporate program changes.
- Support regular AML compliance inquiry from other financial partners.
- In cooperation with MLRO fine-tune thresholds by changes to Company's Risk profile.
- Develops training materials and provides guidance and advice on more complicated AML/CFT issues.
- Delivers AML/CFT training to Company staff.
- Participates in the design of transaction-monitoring typologies.
- Performs financial investigations.
- Assist in preparing information for SAR reports.
- Maintains extensive documentation.
- Creates and maintains CDD and EDD checklists.

Qualifications:
- Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- Fluent in both English and Chinese (written and spoken) is essential.
- Proven experience as a AML manager or similar role within the financial sector.3+ years experiences of senior compliance specialist or manager in financial services compliance, preferably in one or more of the following settings: (i) payments company; (ii) bank; and (iii) payments regulatory body.
- Strong understanding of general rules and practices within the payment industry.
- Deep knowledge of payments regulatory frameworks and/or regulations.
- Proficiency with KYC/KYB and AML standards and practices in UK (e.g. source of income/wealth, ultimate ownership), knowledge for EEA area is also preferred.
- The ability to work independently with regulator when necessary and to provide directional guidance to other staffs or co-workers.
- Familiar with IBAN account operations and able to assist in applying for relevant qualifications.
- Provide compliance advice in accordance with business needs and assist in the reporting and implementation of relevant policies.
- Excellent analytical, organizational, and communication skills.
- Proficiency in Microsoft Office and compliance management software.
- Ability to manage multiple tasks and prioritize effectively.

What We Offer:
- Competitive salary ranging from £38,100 to £39,000
- Comprehensive benefits package including health insurance and pension plan.
- Opportunities for professional growth and development.
- Vibrant and inclusive workplace culture.
- The chance to be part of an innovative and forward-thinking fintech company.