Compliance Manager

TN United Kingdom; Harlow; Hybrid; GBP 40,000 - 60,000; Full time

Job summary

An established industry player is seeking a Compliance Specialist to enhance their compliance framework. This role offers a unique opportunity to work closely with the CFO and various stakeholders, ensuring that regulatory requirements are met across the organization. You will develop and implement compliance policies, conduct risk assessments, and provide guidance to business units. With a hybrid working model, you can balance your professional and personal life while contributing to a vital function within the company. If you have a strong background in compliance and a passion for regulatory matters, this role is perfect for you.

Benefits

Hybrid working model

Onsite parking facilities

Qualifications

• Experience in regulatory compliance and commercial contracts.
• Previous compliance experience in a similar role.

Responsibilities

• Develop and implement compliance policies and procedures.
• Conduct regular compliance risk assessments and gap analyses.
• Provide guidance on compliance-related matters.

Skills

Regulatory Compliance

Commercial Contracts

FCA Knowledge

Risk Assessment

Policy Development

Job description

Job Opportunity: Compliance Specialist

Are you an experienced Compliance Specialist seeking a new opportunity starting this month? We are looking for a professional to join our client on a 6-month fixed contract, following recent restructuring and increased workload. You will be part of a team of 4, overseeing compliance across the group business function. This role involves full compliance responsibilities and close collaboration with the CFO and stakeholders from financial and compliance perspectives. You will work across departments, focusing on reviewing, creating, and updating business contracts from a compliance standpoint.

Responsibilities:

1. Develop and implement compliance policies, procedures, and controls to ensure adherence to regulatory requirements and industry best practices.
2. Conduct regular compliance risk assessments and gap analyses to identify areas for improvement and mitigate potential risks.
3. Provide guidance and support to business units on compliance-related matters, including regulatory requirements, licensing, and reporting obligations.
4. Monitor regulatory developments and industry trends to evaluate their impact on operations and recommend proactive measures.
5. Collaborate with legal, risk management, and operations teams to address compliance issues and promote continuous improvement.
6. Maintain accurate records and documentation related to compliance activities, including policies, reports, and correspondence with regulators.

Ideal Candidate Experience:

• Experience in regulatory compliance, commercial contracts, and FCA knowledge.
• Previous compliance experience in a similar role.

What We Offer:

• Hybrid working model (3 days in the office, 2 days remote)
• Onsite parking facilities