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Compliance Manager

ADP

England

On-site

GBP 60,000 - 80,000

Full time

13 days ago

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Job summary

An established industry player is seeking a dynamic Manager for Service Delivery Processing to lead a Compliance Operations Team. This role is crucial in managing analysts who process cases related to financial crimes risk management. You will ensure compliance with KYC and sanctions while meeting productivity targets. The ideal candidate will possess strong leadership skills and a proactive mindset, driving continuous improvement within the team. Join a company that values integrity and collaboration, and make a significant impact on compliance operations in a supportive environment where your contributions are recognized and valued.

Qualifications

  • 3+ years managing AML compliance operations teams.
  • 5 years experience with KYC, Sanctions, or AML compliance.

Responsibilities

  • Manage a team of analysts for compliance activities.
  • Ensure proper case processing within SLA and productivity targets.
  • Collaborate with FCRM managers for successful program execution.

Skills

Leadership
Proactive Planning
Integrity
Collaboration
Innovative Thinking

Education

Bachelor's Degree

Tools

Metrics Reporting Tools
Audit Management Software

Job description

ADP is hiring a Manager for Service Delivery Processing - a Compliance Manager.

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At ADP, we believe great companies are built by great people and for them. Every day we strive to design a better way to work helping employees at organizations around the world to stay productive and achieve their potential. We're always designing for people, starting right here with our one-of-a-kind culture, and with people like you.

In this role, as a first line manager for a Compliance Operations Team, you will manage a team of analysts to process cases and perform other operational activities in support of ADP's Financial Crimes Risk Management Program. Cases and operational responsibilities can include KYC, Risk Rating, Periodic Review, Trade and Economic Sanctions PEP, Adverse Media, and other FCRM/compliance activities. You will ensure proper case processing within SLA, following proper processes and meeting productivity targets. Additionally, you will oversee operational activities related to system problem resolution, team assignments and case dispatching, escalations, batch and ad-hoc processing, reconciliation, reporting and metrics, QC, data quality, audits, training, documentation, logistics, UAT, and BCP. You will work with senior management on strategy and approach for successful operations and perform team administrative and management duties (time, training, career). You will also collaborate with other FCRM managers, team leads, and key personnel for a successful execution of the overall FCRM Program.

Does this sound like you?

  • Leadership Magnet: Someone your leader can trust and your peers will follow. Someone who can help set the team's direction and lead them to the successful execution of the vision you share with your leader.
  • Proactive Planner: Always a few steps ahead. Anticipates needs and comes prepared.
  • Trusted Advisor: You live by integrity and deliver on promises... every time.
  • Collaborative Spirit: You achieve more with others and value an inclusive culture where you can be you.
  • Innovative Thinker: You never settle for the status quo, with a mind always focused on continuous improvement.

WHAT YOU'LL DO: Responsibilities

  • 3+ years managing AML compliance operations teams including economic and trades sanctions screening, know your customer screening, client risk rating, periodic reviews.
  • Responsible for team productivity against productivity targets and SLAs with minimal processing errors.
  • Metrics reporting and analysis.
  • Audits: internal, regulatory, and third-party.
  • 5 years experience with KYC, Sanctions, or AML compliance.
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