- Great opportunity.
- Hands on team.
About Our Client
The employer is a respected name in the financial services industry and operates as a medium-sized organisation with a strong focus on compliance and risk management. The company is dedicated to fostering a professional and forward-thinking environment for its employees.
Job Description
- Develop and implement compliance policies and procedures to meet regulatory requirements.
- Monitor and assess compliance risks across the organisation.
- Provide guidance to internal teams on regulatory changes and their implications.
- Conduct regular compliance audits and prepare detailed reports for senior management.
- Oversee the organisation's risk management framework and ensure its effectiveness.
- Act as the main point of contact for regulatory bodies and external auditors.
- Deliver compliance training programmes to employees across departments.
- Advise on best practices to maintain the organisation's strong compliance culture.
The Successful Applicant
A successful Compliance Manager should have:
- Experience in futures clearing.
- In-depth knowledge of compliance and risk management within financial services.
- Familiarity with UK regulatory frameworks and requirements.
- Proven experience in implementing and managing compliance programmes.
- Strong analytical and problem-solving skills to identify and mitigate risks.
- Excellent communication skills to liaise with internal and external stakeholders.
- The ability to work both independently and collaboratively within a professional environment.
What's on Offer
- Hybrid working options to support work-life balance.
- A permanent role within a forward-thinking financial services organisation.
- Opportunities for professional growth and development.
- Engagement in a supportive and compliance-focused culture.
If you are ready to take on this exciting Compliance Manager role, we encourage you to apply today.