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Fidelius in Bath is seeking a Compliance professional to ensure delivery of service excellence and adherence to FCA regulations. You will monitor and report on corporate standards, update policies and procedures, and provide expert advice on compliance issues with sound commercial judgement.
Join Fidelius to support financial planning guidance while maintaining the highest standards of integrity and regulatory compliance.
To ensure compliant delivery of service excellence and operational effectiveness, ensuring that internal policies and procedures are up to date and adhere to FCA and other regulatory requirements. Monitoring and reporting on corporate standards with regard to compliance with all regulatory requirements. Providing expert advice on compliance issues, together with sound commercial judgement.
At Fidelius, we pride ourselves on excellent client service, we focus on Financial Planning for the future and believe that our people are the key to our success.
Location: [to be provided]
Closing date: [to be provided]