Compliance Director, Corporate Functions and Reg Compliance

Michael Page; London; On-site; GBP 120,000 - 160,000; Full time

Job summary

A global Investment Bank is seeking a Compliance Director in London to oversee compliance and regulatory programmes. The role involves developing policies, ensuring regulatory adherence, and managing risks within corporate functions, making it crucial for maintaining compliance standards. Candidates should have extensive experience in compliance within financial services and relevant certifications.

Benefits

Comprehensive benefits package

Performance-based bonus

Access to professional development and training programmes

Collaborative company culture

Qualifications

• Demonstrable experience in risk and compliance within financial services.
• Strong knowledge of corporate functions compliance and regulatory frameworks.
• Expertise in managing and implementing compliance programmes.

Responsibilities

• Develop and implement compliance policies and frameworks.
• Ensure adherence to regulatory programmes and industry standards.
• Conduct regular audits and assessments to identify and mitigate risks.

Skills

Risk management

Compliance expertise

Stakeholder engagement

Communication

Proactive risk identification

Education

Qualifications in compliance or risk management

Job description

The Compliance Director, Corporate Functions and Regulatory will oversee corporate functions compliance and regulatory programmes within this Global Investment Bank. This role in London requires expertise in risk and compliance to ensure regulatory standards are consistently met.

Client Details

The company is a large global Investment Bank who are growing their presence in the UK and Europe committed to maintaining regulatory excellence and providing a robust framework for compliance. It offers a permanent position within its London office, ensuring a strong focus on governance and risk management practices.

Description

• Develop and implement compliance policies and frameworks for corporate functions.
• Ensure adherence to regulatory programmes and industry standards.
• Collaborate with internal stakeholders to address compliance risks effectively.
• Conduct regular audits and assessments to identify and mitigate potential risks.
• Provide guidance on regulatory changes and their impact on business operations.
• Manage reporting processes and liaise with regulatory bodies as required.
• Oversee training programmes to enhance compliance awareness across teams.
• Support the Risk & Compliance department in strategic decision-making processes.

Profile

The Compliance Director, Corporate Functions and Regulatory Programmes should have:

• Demonstrable experience in risk and compliance within financial services.
• Strong knowledge of corporate functions compliance and regulatory frameworks.
• Expertise in managing and implementing compliance programmes.
• Excellent communication skills to engage with internal and external stakeholders.
• A proactive approach to identifying and mitigating compliance risks.
• Relevant qualifications or certifications in compliance or risk management.

Job Offer

• Salary range of 120,000 - 160,000
• Comprehensive benefits package and performance-based bonus.
• Opportunity to work within a global Investment Bank in London.
• Access to professional development and training programmes.
• Collaborative and governance-focused company culture.