Enable job alerts via email!

Compliance & Control, Markets EMEA - Vice President

BNY

London

On-site

GBP 90,000 - 100,000

Full time

6 days ago

Be an early applicant

Boost your interview chances

Create a job specific, tailored resume for higher success rate.

Job summary

BNY is looking for a Compliance & Control, Markets EMEA - Vice President to enhance the compliance and control environment in the finance sector. This role involves working effectively within the Markets Compliance team and collaborating with various business functions to ensure adherence to regulatory requirements, making significant contributions to the overall compliance strategy.

Benefits

Competitive compensation

Generous paid leaves

Wellbeing programs

Qualifications

Experience in wholesale markets compliance.
Ability to deliver multi-mode communications.
Detailed knowledge of FCA, MiFID, MIFIR, EMIR, and MAR.

Responsibilities

Ensure compliance with corporate and strategic requirements.
Work with business lines to review regulatory impact.
Engage with compliance functions across regions.

Skills

Compliance experience

Communication

Regulatory knowledge

Education

Degree education or industry qualifications

Compliance & Control, Markets EMEA - Vice President

Join to apply for the Compliance & Control, Markets EMEA - Vice President role at BNY

Compliance & Control, Markets EMEA - Vice President

Join to apply for the Compliance & Control, Markets EMEA - Vice President role at BNY

Get AI-powered advice on this job and more exclusive features.

Job Description

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.

We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what is all about.

We’re seeking a future team member for the role of Compliance & Control, Markets EMEA - Vice President to join our Markets Compliance team primarily supporting our Financing and Liquidity teams. This role is based in Queen Victoria Street, London.

In this role, you’ll make an impact in the following ways:

To ensure that Markets meets the corporate requirements of the group as well as the strategic requirements of the Bank of New York within the specific remit for areas of responsibility.
To ensure that the areas of responsibility of the role are running efficiently and effectively and in a controlled manner, including reflecting appropriate apportionment of responsibilities, segregation of duties and controls to prevent conflicts of interest.
Responsible for working with business lines and business partner functions to review the impact of regulatory change and to participate in working groups as the Compliance Specialist for Markets
Working with other Compliance professionals across the broader EMEA Compliance team to ensure co-ordinated and complete delivery of services and effective communication of relevant information and observations.
Engaging with the Markets business and compliance functions in the regional offices, US and APAC
Responsible for recording and preparing escalation data on Compliance issues impacting Markets in line with Group and local processes
Representing Markets Compliance function and providing appropriate challenge at relevant internal and external meetings where required
Contribute to the development of projects and programs to improve compliance and enhance the control environment.

To be successful in this role, we’re seeking the following:

Preferably degree education and/or industry qualifications
Compliance experience, covering wholesale markets compliance, specifically securities financing, liquidity and collateral.
Experience working in a compliance function within a global organisation
Ability to deliver multi-mode communications that convey a clear understanding of the unique needs of different audiences
Detailed knowledge of FCA, MiFID, MIFIR, EMIR and MAR rules and regulatory requirements

AT BNY, our culture speaks for itself. Here's a few of our awards;

America’s Most Innovative Companies, Fortune, 2024
World’s Most Admired Companies, Fortune 2024
Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023-2024
“Most Just Companies”, Just Capital and CNBC, 2024
Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
Bloomberg’s Gender Equality Index (GEI), 2023

Our Benefits And Rewards

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Seniority level

Seniority level
Mid-Senior level

Employment type

Employment type
Full-time

Job function

Job function
Finance and Sales

Referrals increase your chances of interviewing at BNY by 2x

London, England, United Kingdom 3 days ago

Financial Controller – Leading Global Hedge Fund – Highly competitive base + large bonus potential

Greater London, England, United Kingdom 1 month ago

London, England, United Kingdom 1 week ago

London, England, United Kingdom £90,000.00-£100,000.00 4 hours ago

London, England, United Kingdom 1 week ago

Head of Financial Reporting & CES Controller, 12 months' FTC