Compliance Consultant (Bovill Newgate)

Ocorian Group; London; Hybrid; GBP 40,000 - 80,000; Full time

Job summary

An established industry player is seeking a motivated compliance practitioner to join their dynamic team in London. This role offers the opportunity to deliver high-quality regulatory advice while supporting clients in navigating complex compliance challenges. You'll engage with a diverse portfolio of clients and collaborate across practices to maximize business opportunities. If you thrive in a fast-paced environment and possess a keen understanding of FCA regulations, this position will provide you with the platform to grow your career while making a significant impact in the asset management sector.

Benefits

Annual Salary Review

Pension

Private Medical Insurance

Life Assurance

Income Protection & Critical Illness

Qualifications

• Degree and at least two years of experience in compliance.
• Good understanding of FCA regulations for financial services.

Responsibilities

• Deliver high-quality regulatory advice and support to clients.
• Assist in the preparation of FCA authorisations and compliance matters.

Skills

FCA Regulations Knowledge

Client Relationship Management

Written Communication Skills

Oral Communication Skills

Microsoft Office Skills

Education

Degree in a relevant field

Job description

Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance

We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices.

With a curious mindset, we ask the right questions to get to the right solution, faster. We collaborate to win together, sharing successes and shaping the future of our global business. Our culture of support and recognition provides the tools and opportunities for you to grow, while unlocking the most value for our clients and making your mark withOcorian.

Expertise:We deliver specialist, tech-enabled solutions for our clients grounded on deep industry expertise.

Trust: We’re a trusted partner to over 8,000 clients globally. We are proud to have long-lasting partnerships with our clients.

Scale: With more than 1,500 colleagues, we operate across 20+ countries, our scale enables us to support our clients globally and locally, providing a seamless client experience across borders and service lines.

Job Description

What’s In It For You

• Annual Salary Review
• Pension
• Private medical insurance
• Life assurance
• Income protection & Critical illness

Purpose of the Job

To deliver high quality and timely regulatory advice and support to clients. To maximise our presence within the industry, secure new clients and develop business opportunities with new and existing clients.

Main Responsibilities

Your role will be wide and varied and you will be expected to be willing to undertake the many tasks that arise when part of a flexible consulting team. The role will be challenging but conversely you will have the opportunity get to see the asset management industry from a unique perspective as well as gaining exposure over time to other sectors as part of the cross-practice collaboration. A key part of your responsibilities will be in supporting the team assisting with client delivery and servicing as well as business development.

Client delivery and servicing

You will work closely with clients and colleagues, providing you with the opportunity to advise and support clients, and undertake a range of responsibilities including:

• Assisting in the preparation of FCA authorisations, variations of permission, changes in control and other interactions with the FCA on behalf of primarily asset managers, adviser/arrangers and corporate finance firms.
• Assisting in the managing a portfolio of client relationships, providing high quality advice and support to clients on a range of regulatory compliance matters. This may include contribution to compliance framework design, health checks and monitoring, training and workshops.
• Having a client centric approach in order to retain existing business, grow business through identifying upsell opportunities through your knowledge of the client, and identify cross sell opportunities into Bovill Newgate and the wider Ocorian Group from your work;
• Acting as the secondary point of contact for a portfolio of clients as directed by relationship managers across the Funds Practice.

#LI-JM1
#LI-Hybrid

Qualifications

Knowledge, Skills and Experience

We are looking for a skilled and highly motivated individual who thrives in a fast-paced, high-pressure environment, has commercial acumen, the ability to spot new opportunities and develop them, with an entrepreneurial mind-set and ‘can do’ attitude.

• You are likely to have a degree and at least two years’ relevant experience as a compliance practitioner.
• You need to have a good understanding of the FCA regulations and expectations for the wholesale financial services sector.
• You are expected to have good written and oral communication skills, the ability to confidently interact with clients and the ability to prioritise multiple projects and engagements whilst meeting tight deadlines.
• Having excellent Microsoft Office skills would be an advantage.

Additional Information

All staff are expected to embody our core values that underpin everything that we do and that reflect the skills and behaviours we all need to be successful. These are:

• We areCLIENT CENTRIC– Clients are at the centre of our world, and we’re committed to providing expertise and specialist solutions to meet their most complex challenges.
• We are AMBITIOUS– We aim high. We think and act globally, seizing every opportunity to delight our clients and support our colleagues - wherever in the world they may be.
• We are AGILE– We act on our initiative to get things done for our clients. Our independence gives us the flexibility and freedom to keep things simple, efficient and effective.
• We are COLLABORATIVE– With a curious mindset, we ask the right questions to get to the right solution, for our clients faster. We collaborate to win together and share our successes.
• We are ETHICAL– We behave with integrity at all times and assume positive intent, buildingtrust through responsible actions and honest relationships.

Equal Opportunities for Everyone

Please let us know if there’s anything we can do to make the process easier for you. You can reach us [e-mail] .

We’re an equal opportunity employer. All applicants will be considered for employment without attention to age, ethnicity, religion, sex, sexual orientation, gender identity, family or parental status, national origin, or veteran, neurodiversity or disability status.