Compliance Consultant

JR United Kingdom; Kingston upon Hull; Remote; GBP 40,000 - 65,000; Full time

Job summary

A leading compliance consultancy firm seeks an experienced Compliance Consultant to provide tailored compliance support for Independent Financial Advisers (IFAs) and wealth management businesses. The role involves delivering regulatory guidance, conducting assessments, and building client relationships. This home-based position calls for a strong knowledge of FCA regulations and at least three years of relevant experience.

Qualifications

• Minimum 3 years’ experience in a compliance role.
• Ideal experience in consultancy or with IFA/wealth firms.

Responsibilities

• Deliver compliance support and guidance to IFA/wealth management firms.
• Conduct file reviews and risk assessments.
• Assist with policy documentation and regulatory updates.
• Interpret new regulations and maintain client relationships.

Skills

Knowledge of FCA regulations

Compliance advice

Risk assessment

Client relationship management

Job description

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Compliance Consultant, Kingston upon Hull, East Yorkshire

Client:

Clayton Davies

Location:

Kingston upon Hull, East Yorkshire, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

5

Posted:

26.06.2025

Expiry Date:

10.08.2025

Job Description:

Home Based

We are working with a well-established and growing compliance consultancy firm specialising in providing tailored compliance support to Independent Financial Advisers (IFAs) and wealth management businesses. Their mission is to help clients meet regulatory obligations with confidence, professionalism, and integrity.

Seeking an experienced Compliance Consultant to join their team in a home-based role, supporting a diverse portfolio of clients with high-quality, practical, and commercially focused compliance advice.

Role & Responsibilities:

• Deliver hands-on compliance support and guidance to IFA/wealth management firms in line with FCA regulations.
• Conduct file reviews, risk assessments, audits, and monitoring visits (virtually and occasionally on-site).
• Assist with policy documentation, procedures, and regulatory updates.
• Provide interpretation and advice on new regulations, such as Consumer Duty, SM&CR, and ESG-related compliance.
• Build strong relationships with clients to become a trusted adviser and first point of contact.
• Keep up to date with regulatory changes and maintain professional development.

Qualifications:

• Strong knowledge of FCA regulations, particularly within the retail investment/IFA/wealth management space.
• Minimum 3 years’ experience in a compliance role, ideally within a consultancy or directly with an IFA/wealth firm.

Due to high application volume, responses may be limited. If not contacted within 7 working days, you have not been shortlisted.

Clayton Davies acts as an employment agency on behalf of the client.