Compliance Auditor

JR United Kingdom; Glasgow; Hybrid; GBP 35,000 - 50,000; Full time

Job summary

A leading independent Insurance Broker in the UK is seeking an Auditor for a flexible role reviewing client files to ensure compliance with FCA requirements. With a focus on maintaining audit quality and developing relationships, this full-time position is suitable for candidates with a minimum of 2 years in commercial insurance and offers a competitive salary alongside numerous employee benefits.

Benefits

Company Pension Scheme

Group Income Protection

Voluntary Private Medical Health Insurance

Exam Rewards

Eye Tests

Qualifications

• Minimum 2 years commercial broking/insurance experience.
• Good technical knowledge in commercial insurance.
• Knowledge of FCA requirements for Insurance Brokers.

Responsibilities

• Maintain a quality audit process of client files.
• Produce monthly reports to Manager.
• Carry out training for trading teams on the audit process.

Skills

Attention to Detail

Interpersonal Skills

Communication Skills

Self-Motivated

Organised

Education

Cert CII or above

Tools

Acturis

Job description

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Role - Auditor Commercial InsuranceLocation Flexible between James Hallam offices/Remote ConsideredSalary Dependant on ExperienceAbout the CompanyJames Hallam are a leading independent Insurance Broker in the UK and have been operating for over 40 years. We are a family business and our family heritage lies at the heart of how we work. We invest time in all our relationships including our own people.
The RoleAs an auditor, you would be responsible for reviewing client files to ensure compliance with FCA requirements, company procedures and that we are providing our clients with the best outcome. This is a full-time role that would suit someone with existing commercial insurance experience.Key Duties & Responsibilities

• Maintain a quality audit process of client files.
• Prepare and report feedback to team managers monthly.
• Develop good working relationships with managers.
• Maintain records of audits.
• Produce monthly reports to Manager.
• Carry out file audits at a high level in line with FCA Requirements.
• Assist the team with shared responsibility for achievement of the required number of monthly audits.
• Ensure that you always operate within the Divisions systems, policies, and procedures.
• Liaise with Manager to plan resource and achievement towards required audit levels.
• Provide feedback to Manager on effectiveness of the audit process.
• Carry out training for trading teams on the audit process.
• Carrying out checks for claims payments (claims experience not required).

What were looking for:

• A minimum of 2 years commercial broking/insurance experience
• Good technical knowledge in commercial insurance including but not limited to, commercial property, motor fleet, professional indemnity, commercial combined
• Knowledge of FCA requirements for Insurance Brokers
• Organised
• Self-motivated and able to work independently
• A high level of attention to detail
• Excellent interpersonal and communication skills
• Acturis experience is preferable
• Cert CII or above is preferable

Benefits:

• Company Pension Scheme
• Group Income Protection
• Voluntary Private Medical Health Insurance
• Exam Rewards
• Eye Tests

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