Enable job alerts via email!

Compliance Associate, Top-Tier Private Credit Manager, London, UK | London, UK

PER, Private Equity Recruitment

London

On-site

GBP 125,000 - 150,000

Full time

30+ days ago

Boost your interview chances

Create a job specific, tailored resume for higher success rate.

An established industry player is seeking a Compliance Associate to join their dynamic team in London. This role involves supporting day-to-day compliance activities, preparing regulatory filings, and overseeing AML/KYC procedures. The ideal candidate will have a strong compliance background, excellent communication skills, and a proactive approach to managing multiple work streams. Join a fast-paced environment where your contributions will support value creation and portfolio management for top-tier private credit clients. This is a fantastic opportunity to grow within a leading firm in the financial sector.

Experience in compliance, particularly in AML and KYC.
Strong written communication and attention to detail.

Support compliance activities and ensure regulatory deadlines are met.
Prepare regulatory filings and maintain compliance records.

Compliance Knowledge

AML Experience

KYC Experience

Written Communication Skills

Attention to Detail

Proactive Approach

Relationship Management

ACA Compliance Alpha

Microsoft Office Suite

Compliance Associate, Top-Tier Private Credit Manager, London, UK

About our client
Our client is a leading private credit manager providing no-dilutive capital to private equity management companies, funds, and institutional investors to support value creation and portfolio management. They are currently looking for an Associate to join the compliance team in London.

What the job involves

Support day-to-day compliance activities, maintain policies and procedures, and ensure regulatory deadlines are met.
Prepare and assist with UK FCA, European, and UAE regulatory filings, including Annex IV, GIINs, LEIs, and IRS platform updates.
Assist with onboarding and due diligence of service providers as required.
Maintain compliance records, support governance processes, and manage compliance software (ACA Compliance Alpha).
Oversee AML/KYC procedures for investors and investment counterparties, ensuring adherence to market abuse regulations.
Monitor and maintain compliance records for financial promotions and investor communications.
Oversee SMCR requirements, organise compliance training, and monitor personal account dealing, gifts, and entertainment.
Ensure timely completion of attestations, background screenings, and regulatory confirmations (FCA, Companies House, PSC register).

Who we are looking for

Generalist compliance knowledge including monitoring, AML, and KYC experience.
Excellent written & communication skills, attention to detail, and a precise approach.
Proficient in Microsoft Office Suite.
Enjoy working in a growing team in a dynamic fast-paced office environment.
Self-starter with a pro-active approach.
Ability to manage and prioritise multiple work streams.
Ability to work under pressure and adhere to all firm deadlines, as well as compliance's own.
Ability to develop strong relationships with other teams and be a trusted advisor.

Get your free, confidential resume review.

or drag and drop a PDF, DOC, DOCX, ODT, or PAGES file up to 5MB.