Compliance Associate – Private Credit

CLARC Recruitment; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A niche fund management business is seeking a Compliance Associate to join their Legal & Compliance team in London. The role includes managing compliance monitoring and providing regulatory advice. Ideal candidates will have strong compliance experience, excellent analytical skills, and preferably a legal background.

Qualifications

• At least 3 years of Compliance experience in Asset Management.
• Strong generalist Compliance knowledge required.
• Legal background preferred.

Responsibilities

• Manage the Compliance Monitoring programme daily.
• Offer clear advice on FCA regulations.
• Develop and enforce compliance policies.

Skills

Compliance Monitoring

Analytical Skills

Report Writing

Presentation Skills

Communication Skills

Job description

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Compliance Associate – Private Credit, London

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Client:

CLARC Recruitment

Location:

London, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Reference:

8b32c4a31b78

Job Views:

4

Posted:

02.06.2025

Expiry Date:

17.07.2025

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Job Description:

A niche fund management business is looking to hire a Compliance Associate to join their Legal & Compliance function in a generalist role. The position will cover Compliance Monitoring alongside a range of other Compliance duties. If a candidate also has a Legal skillset this may also be of use.

Main Responsibilities

• Manage the Compliance Monitoring programme on a day-to-day basis.
• Offer clear, consistent technical advice on FCA regulations to peers.
• Develop and enforce the firm’s compliance policies and practices.
• Prepare and update employee certifications as per the FCA’s certification regime.
• Anticipate and assess the effects of upcoming regulatory updates.
• Support or manage daily compliance supervision and monitoring tasks like market soundings, maintaining the restricted list, advising on trading restrictions, conflicts of interest, marketing approvals, client classification, and research handling.
• Contribute compliance perspectives to various projects, including new fund launches and other business initiatives.

Job Requirements:

• At least 3 years Compliance experience working within a similar Asset Management business.
• Strong generalist Compliance knowledge, including Compliance Monitoring.
• Legal background, preferable.
• Excellent analytical, report writing & presentation skills.
• Strong communication skills, comfortable interacting with individuals across the business.

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.