Compliance Associate - Hedge Fund

JR United Kingdom; Slough; On-site; GBP 80,000 - 100,000; Full time

Job summary

A prominent Equity Long/Short Hedge Fund based in London is seeking a Compliance Associate to join its Compliance Team. This full-time role involves supporting various compliance functions, managing employee onboarding, and ensuring adherence to regulatory requirements, contributing to a collaborative work environment focused on excellence.

Qualifications

• 3 years+ experience in compliance or financial regulatory matters.
• Experience at an asset manager, bank, law firm, regulator, or consultant preferred.

Responsibilities

• Support compliance team with a variety of tasks.
• Manage employee onboarding and compliance certifications.
• Assist with compliance processes and KYC requests.

Skills

Attention to detail

Strong written and verbal communication

Interpersonal skills

Self-starter

Education

Bachelor’s degree, 2:1 or higher

Job description

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Compliance Associate - Hedge Fund, slough

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Client:

Upward Trend

Location:

slough, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

2

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

Compliance Associate - Equity Long/Short Hedge Fund (London)

Permanent Full-Time role

Salary: £80-100k (dependent on experience) + bonus + excellent benefits

Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London.

This individual will be the third member of the UK Compliance Team and will provide general support in a variety of areas. They will report directly to the UK Chief Compliance Officer.

Responsibilities & Goals

• Provide general support to the compliance team in a broad range of areas, growing as the Firm develops.
• Responsibility for employee onboarding and compliance matters including the management of compliance certifications, personal account dealing requests and holdings disclosures, and gifts/entertainment requests and disclosures.
• Assisting with numerous daily compliance processes – including providing redundancy on certain key tasks such as short/long position disclosures and transaction reporting.
• Administration of the Firm’s training program, including the maintenance of relevant training logs.
• Supporting the Firm’s compliance framework for research consumption.
• Processing KYC requests from brokers and other service providers.
• Assisting the Firm with its general recordkeeping obligations.
• Monitoring of domestic and international policy and regulatory developments.
• Involvement in firm's compliance projects globally, including implementation of regulatory changes and ongoing improvement of compliance systems.

Education & Experience

• 3 years’+ experience of compliance or financial regulatory matters at an asset manager, bank, law firm, regulator, consultant, or other relevant institution.
• Bachelor’s degree, 2:1 or higher. Law, economics or a finance-based subject is preferable, but not essential.

Required Skills/Characteristics

• Self-starter, with an emphasis on achieving goals and completing tasks to a very high standard.
• Excellent attention to detail.
• Ability to work independently and to take ownership of tasks within a collaborative team structure, including strong interpersonal skills.
• Strong written and verbal communications skills.