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Compliance Associate - Fund Manager

JR United Kingdom

Slough

On-site

GBP 30,000 - 45,000

Full time

9 days ago

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Job summary

A leading firm in fund management is seeking a Compliance Associate in Slough. This role entails supporting regulatory compliance activities and offers exposure to various compliance functions within the financial services sector, requiring strong communication skills and prior experience in compliance.

Qualifications

  • 1-2 years of generalist compliance experience in a financial services firm.
  • Experience ideally in funds or investment management.
  • Strong time management and multi-tasking skills.

Responsibilities

  • Coordinate regulatory change processes and implementation.
  • Assist in reviewing financial promotions and resolving risk events.
  • Contribute to compliance reporting and training delivery.

Skills

Time management
Multi-tasking
Collaboration
Communication
Commitment to learning

Education

1-2 years compliance experience
Experience in financial services

Job description

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Compliance Associate - Fund Manager, Slough

Client:

MERJE

Location:

Slough, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

3

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

MERJE is seeking a well-rounded Compliance Associate for an established fund management firm in London. This role offers an exciting opportunity to support the delivery of regulatory compliance activities across the business.

The Role

As a Compliance Associate, you will work closely with senior managers in the team, gaining exposure to a diverse range of duties in a fast-paced financial services environment.

Key Responsibilities

  • Coordinate regulatory change processes and implementation
  • Assist in reviewing financial promotions and resolving risk events
  • Contribute to compliance reporting and training delivery
  • Support maintenance of Risk & Compliance technology systems
  • Handle PA Dealing/Gift requests

Ideal Candidate:

  • 1-2 years of generalist compliance experience in an FS firm, ideally funds or investment management
  • Strong time management and multi-tasking skills
  • Excellent collaboration and communication skills
  • Commitment to continuous learning and professional development
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