Compliance Associate (FTC)

JR United Kingdom; City Of London; On-site; GBP 40,000 - 55,000; Full time

Job summary

A global wealth management firm in London is seeking a Compliance Associate for a 9-month contract. The role requires managing compliance registers and conducting compliance monitoring, ideal for candidates with 2-5 years of experience in compliance and knowledge of regulatory frameworks.

Qualifications

• 2-5 years compliance experience.
• Experienced in conducting compliance monitoring.
• Able to start within a month.

Responsibilities

• Manage compliance registers (including Financial Promotions & UCIS).
• Involvement in implementation of the Compliance Monitoring Programme.
• Conduct thematic and surveillance reviews.
• Conduct AML testing.

Skills

Generalist compliance

Compliance monitoring

Knowledge of UK regulatory frameworks

Knowledge of US regulatory frameworks

Job description

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Compliance Associate (FTC), london (city of london)

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Client:

Location:

london (city of london), United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

3

Posted:

16.06.2025

Expiry Date:

31.07.2025

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Job Description:

Working with a global wealth management firm, who are looking for a Compliance Associate to join their London team. This role is ideal for someone with generalist compliance experience and a 9-month contract.

Key Responsibilities:

• Manage compliance registers (including Financial Promotions & UCIS)
• Involvement in implementation of the Compliance Monitoring Programme
• Conduct thematic and surveillance reviews
• Conduct AML testing

Key Requirements:

• 2-5 years compliance experience
• Experienced in conducting compliance monitoring
• Knowledge of UK & US regulatory frameworks
• Able to start within a month

If you're interested, please apply below or reach out to Nicole Poole at The Danos Group.