Compliance Associate - Asset Management

MERJE; London; On-site; GBP 35,000 - 55,000; Full time

Job summary

A leading boutique Private Equity firm is seeking a Compliance Associate in London. The successful candidate will manage compliance monitoring, engage with stakeholders, and navigate regulatory changes to protect the firm's reputation. Ideal applicants will have 1-3 years of compliance experience in Asset Management and strong analytical skills.

Qualifications

• 1-3 years experience in a compliance role within Asset Management.
• Knowledge of FCA’s regulatory rules relevant to asset managers.
• Self-motivated in fostering a positive compliance culture.

Responsibilities

• Oversee daily compliance monitoring program within a small team.
• Identify and evaluate regulatory changes and formulate policies.
• Ensure compliance with regulations and investment mandates.

Skills

Relationship-building skills

Attention to detail

Strong analytical skills

Report writing

Presentation skills

Education

Relevant compliance qualifications (CISI desirable)

Job description

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Compliance Associate - Asset Management, London

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Client:

MERJE

Location:

London, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Reference:

92557c53f595

Job Views:

49

Posted:

24.06.2025

Expiry Date:

08.08.2025

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Job Description:

MERJE is supporting a boutique Private Equity firm in their search for a Compliance Associate in London.

You will be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks. Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.

Experience/Skills/Qualifications:

• Experience in a compliance role within an Asset Management environment (1-3 years)
• Relationship-building skills with the ability to engage proactively with portfolio managers and colleagues at all levels
• Knowledge of the FCA’s regulatory rules relevant to asset managers
• Attention to detail and strong analytical skills, capable of logical thinking, using initiative, and systematically resolving problems
• Self-supportive and motivated in fostering a positive compliance culture
• Report writing and presentation skills
• Academic background (relevant compliance qualifications such as CISI desirable)

Please note, if feedback is not received within 28 days due to the large volume of applications, your application will be considered unsuccessful.