Compliance Associate

JR United Kingdom; Slough; On-site; GBP 40,000 - 60,000; Full time

Job summary

A globally significant private markets firm is seeking an experienced Compliance Associate to enhance their compliance team. This permanent position involves managing compliance frameworks, advising on regulatory matters, and ensuring adherence to policies and procedures. The ideal candidate will have 3-5 years of generalist compliance experience and a strong understanding of regulatory requirements.

Qualifications

• 3 - 5 years generalist compliance experience.

Responsibilities

• Assisting in the management of the Compliance Framework.
• Working on regulatory reporting and filings.
• Involvement in implementation of the Compliance Monitoring Programme.
• Advising on regulatory matters and providing guidance.

Skills

Compliance management

Regulatory reporting

Advising on regulatory matters

Job description

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We are working with a Globally Significant Private Markets firm who are looking for an experienced Compliance Associate to join their team. The role will be working closely with the Head of Compliance, assisting on projects and working in a generalist/advisory capacity.

Key Responsibilities:

• Assisting in the management of the Compliance Framework including the implementation of policies and procedures.
• Working on the regulatory reporting and filings.
• Involvement in implementation of the Compliance Monitoring Programme
• Advising on regulatory matters, and providing guidance to the business.

Key Requirements:

• 3 - 5 years generalist compliance experience.

This role is a permanent position based in London.