Compliance Associate

TN United Kingdom; Ipswich; On-site; GBP 28,000 - 30,000; Full time

Job summary

An established industry player in financial services is seeking a Compliance Associate to join their team in Ipswich. This role involves monitoring compliance vulnerabilities, preparing reports, and coordinating training for employees. The successful candidate will thrive in a collaborative environment and contribute to the company's commitment to regulatory excellence. With a competitive salary package and opportunities for career advancement, this position is ideal for those passionate about compliance and integrity in the financial sector.

Benefits

Professional Development Opportunities

Collaborative Work Environment

Career Advancement Opportunities

Qualifications

• Experience in a compliance role within the financial services industry.
• Excellent knowledge of reporting procedures and record keeping.

Responsibilities

• Monitor and identify compliance vulnerabilities and risks.
• Prepare compliance reports and present to management.
• Conduct periodic internal reviews to ensure compliance.

Skills

Compliance Monitoring

Regulatory Knowledge

Communication Skills

Report Preparation

Project Management

Education

Degree in Law

Degree in Finance

Degree in Business Management

Job description

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Our client is a well-established organisation in the financial services sector. They have a reputation for excellence, employing top talents who are committed to the highest standards of professional integrity, regulatory compliance, and customer service.

Job Description

• Monitor and identify potential areas of compliance vulnerability and risk, developing and implementing corrective action plans for resolution.
• Review and update the company's compliance policies and procedures.
• Maintain knowledge of all applicable legal requirements and understand their impact on the business.
• Prepare compliance reports and present them to management.
• Coordinate compliance training for employees.
• Investigate any instances of non-compliance and take appropriate action.
• Collaborate with other departments to create a culture of compliance.
• Conduct periodic internal reviews to ensure compliance procedures are being followed.

The Successful Applicant

A successful Compliance Associate should have:

• A degree in law, finance, business management or a related field.
• Experience in a compliance role within the financial services industry.
• Excellent knowledge of reporting procedures and record keeping.
• Ability to work independently and handle multiple projects.
• Excellent communication skills and the ability to work in a team environment.

What's on Offer

• Attractive salary package between £28,000 and £30,000.
• In the office 4 days a week.
• A professional and collaborative work environment.
• Opportunities for career advancement within the financial services industry.

We welcome all qualified individuals who thrive in a fast-paced, professional environment to apply. Join our team in Ipswich and contribute to our ongoing success in the financial services industry.