Compliance Assistant (14 Month contract)

Harrison Holgate; London; On-site; GBP 30,000 - 45,000; Full time

Job summary

A leading Lloyd's Insurance Brokerage seeks a Compliance Assistant for a 14-month FTC starting July 2025. The role involves supporting the Compliance Department, managing reports, and ensuring regulatory compliance. Ideal for candidates with a strong foundation in compliance and a passion for the insurance industry.

Qualifications

• In-depth knowledge of FCA Compliance related to insurance.
• Background in insurance broking, preferably with London Market experience.
• Proficiency in MS Office and FCA systems.

Responsibilities

• Assist the Compliance Department with daily tasks.
• Prepare and manage monthly compliance reports.
• Handle Data Subject Access requests and administrative duties.

Skills

Knowledge of FCA Compliance

Organisational Skills

Issue Escalation

Commercial Advice

Familiarity with IDD and SMCR

Tools

MS Word

Outlook

Excel

Database Management

FCA Systems

Job description

London

Reference: HH/RF-13060

Join a leading Lloyd's Insurance Brokerage as a Compliance Assistant on a 14 month FTC. To start in July 2025

This role offers an enriching environment where your skills and expertise will be valued and developed.Perfect for someone with a solid foundation in compliance and a passion for the insurance industry.

Key Responsibilities:

• Provide day-to-day assistance to the Compliance Department.
• Prepare and manage monthly systems and control reports, ensuring timely production.
• Obtain compliance monitoring confirmations and documentary evidence from regulatory firms.
• Maintain and monitor broker management systems both in the UK and overseas.
• Manage the REG UK system and escalate issues to relevant stakeholders.
• Assist with due diligence requests from insurers and intermediaries.
• Attend Compliance Team Meetings and compile minutes for review.
• Handle Data Subject Access requests and a variety of administrative duties.

Skills and Competencies:

• In-depth knowledge of FCA Compliance related to insurance requirements for commercial and retail business.
• Strong organisational skills to manage workload effectively.
• Ability to escalate issues appropriately and provide practical, commercial advice.
• Familiarity with IDD and SMCR regulations, processes, and procedures.

Desired Knowledge and Experience:

• Background in insurance broking, preferably with London Market experience.
• Proficiency in MS Word, Outlook, Excel, and database management.
• Experience with FCA systems and portals (My FCA, RegData, Connect), REG UK, and Broker Assess.

As true market specialists we work in partnership with our candidates and clients, delivering unrivalled market knowledge and insight. Driven by our passion to become the partner of choice we offer tailored advice and guidance...