Compliance Assistant

Orla Rose Associates; London; On-site; GBP 40,000 - 50,000; Full time

Job summary

Orla Rose Associates is seeking a Compliance Analyst to join their award-winning financial services firm. The role involves conducting client onboarding checks, ensuring compliance with AML regulations, and collaborating with various teams to maintain the integrity of operations. Ideal candidates will have prior compliance experience and a strong regulatory knowledge, contributing to the firm's commitment to combating money laundering.

Qualifications

• Experience as a Compliance Analyst is essential.
• Familiarity with UK regulatory environment is required.
• Ability to work effectively with diverse teams in a financial services context.

Responsibilities

• Conduct KYC/CDD/EDD for clients.
• Identify and report suspicious activities.
• Screen clients for PEP/adverse media/Sanction matches.

Skills

KYC onboarding

AML checks

Client Services

Regulatory knowledge

Effective communication

Tools

BvD Catalyst

Salesforce

Creditsafe

Orbis

Ecore

Job description

Job Title: Compliance Analyst

Location: London

Salary: £40,000 - £50,000 + Excellent Benefits

Company Overview:

An award-winning financial services firm listed on the London Stock Exchange

Position Overview:

You will report into the Onboarding Manager and the team’s primary function is to protect the company from exposure to money laundering, specifically in regards to onboarding clients by providing AML guidance, assessment and advice.

Key Responsibilities:

• Completing KYC/CDD/EDD on prospective and existing clients
• Conduct risk event driven /trigger event reviews of clients and their holistic activity
• Identifying suspicious activity and following process to report these where required
• Assist with ongoing screening/monitoring of client base of potential PEP/adverse media/Sanction matches
• Master various compliance platforms – BvD Catalyst, Salesforce, Creditsafe, Orbis, Ecore

Skills & Experience Required:

• Previous experience within a Compliance Analyst role
• Experience with KYC onboarding and AML checks
• Client Services experience
• Good knowledge of regulatory environment for UK financial services firms
• Able to communicate effectively with front-office and back-office staff in all areas of the business

Please get in touch for full details.