Compliance Analyst - UK Wide

TN United Kingdom; Cardiff; On-site; GBP 30,000 - 50,000; Full time

Job summary

An established industry player is seeking a compliance professional to ensure adherence to internal policies and regulatory standards. This high-visibility role involves conducting compliance reviews, evaluating case files, and preparing detailed reports. You will collaborate with stakeholders and support process improvements while being part of a diverse and inclusive workplace. The company offers a range of benefits, including generous holiday allowances and flexible pension schemes, while promoting well-being initiatives. If you're passionate about compliance and want to make a difference, this opportunity is perfect for you.

Benefits

25 Days Holidays Plus Bank Holidays

Flexible Pension Schemes

Paid Volunteering Days

Health Membership Refunds

Well-being Initiatives

Flexible by Choice Programme

Qualifications

• 1+ years of experience in a legal or professional services firm.
• Strong report writing skills and attention to detail required.

Responsibilities

• Conduct compliance assurance reviews based on firm policies.
• Prepare and lead compliance assurance meetings with senior managers.

Skills

Report Writing

Attention to Detail

Collaboration

Compliance Knowledge

Education

Experience in Legal or Professional Services

Internal Audit or Compliance Qualifications

Job description

In this high-visibility role, you will work closely with partners and decision makers across the firm to ensure compliance with internal policies, procedures, and regulatory requirements, having exposure to legal files across all areas of the firm.

Responsibilities:

• Conduct compliance assurance reviews based on firm policies and procedures.
• Evaluate case files for compliance with regulations and controls.
• Prepare and lead compliance assurance meetings with senior managers.
• Create detailed reports summarizing outcomes and recommendations.
• Address process and file conduct failures, escalating as needed.
• Collaborate with internal and external stakeholders.
• Support process and control improvements.
• Assist with external audits.

About You

• 1+ years of practical experience in a legal or professional services firm, including work placement or sandwich year.
• Strong report writing skills and attention to detail.
• Ability to work with colleagues at all levels.
• Internal audit or compliance qualifications desirable.

If you're passionate about maintaining compliance standards and contributing to our success, we encourage you to apply!

Our Benefits - What We Can Offer You

• 25 days holidays as standard plus bank holidays - You can ‘buy’ up to 35hrs of extra holiday too.
• Generous and flexible pension schemes.
• Volunteering days – Two days of volunteering every year for a cause of your choice (fully paid).
• Westfield Health membership, offering refunds on medical services alongside our Aviva Digital GP services.

We also offer a wide range of well-being initiatives to encourage positive mental health both in and out of the workplace and to make sure you’re fully supported. This includes our Flexible by Choice programme which gives our colleagues more choice over a hybrid way of working subject to role, team and client requirements.

We have been ranked in the Best Workplaces for Wellbeing for Large Organisations for 2024!

Our responsible business programmes are fundamental to who we are and our purpose. We’re committed to being a diverse and inclusive workplace where our colleagues can flourish, and we have established a number of inclusion network groups across our business to support this aim.

Our commitment to Social Responsibility, community investment activity and tackling climate change is a fundamental part of who we are. It’s made up of four strands: Our People, Our Community, Our Environment and Our Pro Bono.