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Compliance Analyst - Multi Strategy Hedge Fund
JR United Kingdom
London
On-site
GBP 100,000 - 125,000
Full time
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Job summary
An established industry player is seeking a Compliance Analyst to enhance their compliance monitoring program within a multi-strategy hedge fund. This role involves ensuring adherence to regulatory frameworks, including FCA, CIMA, and SEC, while overseeing compliance policies and procedures. You will play a pivotal role in detecting market abuse, reviewing marketing materials, and preparing regulatory filings. This position offers a unique opportunity to contribute to the compliance landscape of a dynamic financial institution, where your expertise will help shape best practices and drive process improvements. If you are passionate about compliance and eager to make an impact, this role is perfect for you.
Qualifications
- Experience in compliance monitoring and regulatory frameworks.
- Strong understanding of compliance policies and procedures.
Responsibilities
- Assist in compliance monitoring and regulatory filings.
- Review marketing materials and compliance policies.
- Monitor ownership disclosure obligations globally.
Skills
Job description
London, United Kingdom
Other
Yes
8
06.04.2025
21.05.2025
Role:
- Assist implementation of regular compliance monitoring program (PA dealing, compliance declarations, distribution of compliance policies, fit & proper assessments)
- Market abuse detection and escalation
- Review of marketing material
- Review of compliance policies and registers
- Coding and monitoring of investment compliance limits in trading system
- Monitoring and filing of ownership disclosure obligations (long and short) globally
- Oversight of the research payment account
- Preparation of regulatory filings
Desired Skills:
- Exposure to FCA, CIMA and SEC regulatory regimes
- Knowledge of European ownership disclosure regimes
- Generalist compliance experience in an asset manager/hedge fund
- Good technical skills – process improvement/efficiency mindset key
Please note that if you are NOT a passport holder of the country for the vacancy you might need a work permit.
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