Compliance Analyst - Investment Management

MERJE; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading investment management firm in London is seeking an Enterprise Risk & Compliance Analyst. This role involves supporting risk management and compliance activities, focusing on regulatory compliance and risk assessment, in a dynamic financial services environment. Ideal candidates will have a strong compliance background, excellent management skills, and a desire for professional growth in a collaborative setting.

Qualifications

• Experience in risk management or compliance within financial services.
• Understanding of asset management business models.
• Commitment to continuous learning and professional development.

Responsibilities

• Support the operation of the Enterprise-wide Risk Management Framework.
• Coordinate regulatory change processes and implementation.
• Assist in reviewing financial promotions and resolving risk events.

Skills

Risk management

Compliance

Time management

Communication

Collaboration

Job description

Compliance Analyst - Investment Management

Compliance Analyst - Investment Management

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MERJE is seeking an Enterprise Risk & Compliance Analyst for a leading investment management firm in London. This role offers an exciting opportunity to support the delivery of risk management and regulatory compliance activities across the business.

Location: London (Office-based)

The Company

This investment management firm is known for its client-focused approach and collaborative culture. With a strong emphasis on integrity and accountability, the company offers a dynamic environment for professionals looking to develop their skills in risk and compliance.

The Role

As an Enterprise Risk & Compliance Analyst, you’ll work closely with managers to support various risk and compliance activities. This role offers exposure to diverse aspects of regulatory compliance and risk management in a fast-paced financial services environment.

Key Responsibilities of the Enterprise Risk & Compliance Analyst:

• Support the operation of the Enterprise-wide Risk Management Framework
• Coordinate regulatory change processes and implementation
• Assist in reviewing financial promotions and resolving risk events
• Contribute to compliance reporting and training delivery
• Support maintenance of Risk & Compliance technology systems

Required knowledge and experience for the Enterprise Risk & Compliance Analyst role:

• Experience in risk management or compliance within financial services
• Understanding of asset management business models
• Strong time management and multi-tasking abilities
• Excellent collaboration and communication skills
• Commitment to continuous learning and professional development

If you’re an ambitious Enterprise Risk & Compliance Analyst looking to advance your career in a reputable investment management firm, apply now for this exciting opportunity! Applicants must be located and eligible to work in the UK without sponsorship. Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact MERJE directly.

Applicants must be located and eligible to work in the UK without sponsorship.

Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website.

If you would like this job advertisement in an alternative format, please contact MERJE directly.

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

• Industries

  Financial Services and Investment Management

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