Compliance Analyst (Hybrid or Remote)

Social network you want to login/join with:

Compliance Analyst (Hybrid or Remote), London (West End)

Client:

InvestEngine

Location:

London (West End), United Kingdom

Job Category:

Other

-

EU work permit required:

Yes

Job Views:

4

Posted:

28.04.2025

Expiry Date:

12.06.2025

Job Description:

We are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future.

InvestEngine offers modern, automated, and easy-to-use ETF investment solutions. We have a platform with a billion pounds AUM, industry awards, a talented team, and a strong industry presence.

About the role

We seek an energetic, self-starting Senior Compliance Officer to join our UK team. The role involves engaging with all compliance areas in our growing fintech business.

You will assist with daily compliance tasks, advise on regulatory and financial crime issues, and participate in projects related to new product development.

As a small team, you will be involved in various aspects of the business and develop expertise across multiple compliance domains.

What you’ll do

Regulatory & Compliance Reporting

• Prepare and submit reports in accordance with FCA and other regulations
• Perform ARM reporting checks
• Generate compliance reports and management information for senior leadership
• Conduct horizon scanning for emerging regulatory changes

Monitoring & Assurance

• Maintain the compliance monitoring schedule
• Carry out compliance reviews and assurance checks
• Investigate alerts and issues as they occur

Governance & Controls

• Support policy reviews to ensure regulatory alignment
• Track and resolve incidents and breaches
• Assist with GDPR compliance and data protection queries as a DPO Assistant
• Perform PEP and sanctions screening

Marketing, Conduct & Complaints

• Review and approve financial promotions
• Support complaints handling and root cause analysis

What you will need

• Over 3 years of compliance experience in financial services
• Knowledge of regulatory reporting and monitoring
• Experience with AML/KYC and data protection
• Strong attention to detail and analytical skills
• Ability to work independently and prioritize tasks

What we offer

We are a small, agile team that values collaboration. If you thrive in a growth-oriented environment that encourages personal and professional development, you will fit well here.

Benefits include:

• Flexible work options, including up to 3 months overseas
• Support for professional development courses and qualifications