Compliance Analyst (Hybrid or Remote)

ZipRecruiter; Leigh; Hybrid; GBP 40,000 - 70,000; Full time

Job summary

An innovative investment platform is seeking a Senior Compliance Officer to join their dynamic team. In this role, you will engage with all aspects of compliance, supporting daily operations and advising on regulatory matters. You'll work in a collaborative environment, contributing to various projects and developing into a Subject Matter Expert across compliance domains. With a focus on regulatory reporting, data protection, and financial crime prevention, this position offers a unique opportunity to thrive in a flexible workplace that values personal and professional growth.

Benefits

Hybrid working arrangements

Work from anywhere scheme—up to 3 months overseas

Support for professional development courses

Qualifications

• Over 3 years of compliance experience in financial services.
• Strong knowledge of regulatory reporting and monitoring activities.

Responsibilities

• Prepare and submit regulatory reports according to FCA standards.
• Conduct compliance monitoring and respond to alerts promptly.

Skills

Compliance in Financial Services

Regulatory Reporting

AML/KYC Processes

Attention to Detail

Analytical Skills

Job description

Job Description

We are InvestEngine, an innovative investment platform in the Fintech space aiming to revolutionize how people manage their money and invest for the future.

InvestEngine provides modern investors with unbeatable value, market-leading automation, and easy, long-term ETF investing. We have a platform, a billion pounds AUM, industry awards, an excellent team, and strong industry recognition.

About the role

We seek an energetic, self-starting Senior Compliance Officer to join our UK team. The role involves engaging with all aspects of compliance within our growing, innovative fintech business.

You will support daily compliance operations, advise on regulatory and financial crime matters, and participate in projects developing new products and services.

As part of a small but expanding team, you will actively contribute to various business areas and develop into a Subject Matter Expert (SME) across multiple compliance domains.

What you’ll do

Regulatory & Compliance Reporting

• Prepare and submit regulatory reports in accordance with FCA and other regulatory standards
• Perform ARM (Approved Reporting Mechanism) reporting checks
• Create compliance reports and MI packs for senior management and board committees
• Conduct horizon scanning to identify upcoming regulatory changes and evaluate their impact on the business

Monitoring & Assurance

• Maintain the Compliance Monitoring Plan
• Carry out compliance monitoring and second-line assurance reviews
• Respond to and investigate ad-hoc alerts and issues promptly

Governance & Controls

• Support regular policy reviews to ensure compliance with current regulations
• Assist in tracking and resolving incidents and regulatory breaches

Data Protection & Financial Crime

• Support GDPR compliance as a DPO assistant and handle data protection queries
• Conduct PEP & sanctions screening, including alert review and clearance

Marketing, Conduct & Complaints

• Review and approve financial promotions to ensure regulatory compliance
• Assist in handling complaints, ensuring proper documentation, resolution, and root cause analysis

What you will need

• Over 3 years of experience in compliance within financial services
• Experience with regulatory reporting and monitoring activities
• Knowledge of AML/KYC processes and data protection principles
• Strong attention to detail and analytical skills
• Ability to work independently and manage multiple priorities

What we offer

We are a small, agile team that values collaboration to drive InvestEngine forward. If you thrive in a dynamic environment and seek growth—both personal and professional—we offer a flexible, open-minded workplace that supports your development.

Our benefits include:

• Hybrid working arrangements
• Work from anywhere scheme—up to 3 months overseas
• Support for professional development courses and qualifications