Compliance Analyst (Hybrid or Remote)

ZipRecruiter; Bury; Hybrid; GBP 40,000 - 80,000; Full time

Job summary

An innovative fintech company is seeking a Senior Compliance Officer to enhance its compliance functions. This role offers the chance to engage in regulatory reporting, monitoring, and governance while working within a collaborative and flexible environment. The ideal candidate will thrive in a dynamic setting, contributing to compliance across various business aspects and ensuring adherence to regulations. With a focus on personal and professional growth, this position provides opportunities to develop your skills and make a significant impact in the financial services sector.

Benefits

Hybrid working

Work from anywhere scheme – up to 3 months overseas

Support for courses and qualifications

Qualifications

• Over 3 years of experience in compliance within financial services.
• Familiarity with regulatory reporting and monitoring activities.

Responsibilities

• Prepare and submit regulatory reports as per FCA standards.
• Conduct compliance monitoring and assurance reviews.

Skills

Compliance Reporting

Regulatory Monitoring

AML/KYC Processes

Data Protection

Analytical Skills

Attention to Detail

Education

Degree in Finance or Law

Job description

Job Description

We are InvestEngine, an exciting new investment platform in the Fintech space looking to change the way people look after their money and invest in their future.

InvestEngine offers everything the modern investor needs: unbeatable value, market-leading automation, and easy, long-term ETF investing. We have a platform, a billion pounds AUM, industry awards, an excellent team, and a strong industry reputation.

About the role

We are seeking an energetic, self-starting Senior Compliance Officer to join our UK team. The ideal candidate will be involved in all compliance areas within our growing, innovative fintech business.

You will assist with daily compliance functions, advise on regulatory and financial crime matters, and participate in project groups to develop new products and propositions.

As part of a small but expanding team, you will actively participate in all business aspects and develop into an SME owning multiple compliance areas.

What you’ll do

Regulatory & Compliance Reporting

• Prepare and submit regulatory reports in accordance with FCA and other regulatory standards
• Conduct ARM (Approved Reporting Mechanism) reporting checks
• Produce compliance reports and MI packs for senior management and board committees
• Perform horizon scanning to identify emerging regulatory changes and assess their impact on the business

Monitoring & Assurance

• Maintain the Compliance Monitoring Plan
• Conduct compliance monitoring and second-line assurance reviews
• Respond to and investigate ad-hoc alerts and issues as they arise

Governance & Controls

• Support regular policy reviews to ensure alignment with current regulations
• Assist in tracking and resolving incidents and regulatory breaches

Data Protection & Financial Crime

• Support GDPR compliance as a DPO assistant and handle data protection queries
• Conduct PEP & sanctions screening, including alert review and clearance

Marketing, Conduct & Complaints

• Review and approve financial promotions in line with regulatory standards
• Assist in complaints handling, ensuring proper documentation, resolution, and root cause analysis

What you will need

• Over 3 years of experience in a compliance role within financial services
• Experience with regulatory reporting and monitoring activities
• Familiarity with AML/KYC processes and data protection principles
• Strong attention to detail and analytical skills
• Ability to work independently and manage multiple priorities

What we offer

We are a small, agile team that values collaboration. If you prefer a structured 9-5 with a fixed to-do list, InvestEngine might not be the right fit. However, if growth—personal and professional—is important to you, we offer an open-minded, flexible environment that supports your development.

Our benefits include:

• Hybrid working
• Work from anywhere scheme – up to 3 months overseas
• Support for courses and qualifications