Compliance Analyst (Graduate)

7IM; London; On-site; GBP 25,000 - 35,000; Full time

Job summary

A leading financial services firm is seeking an entry-level Compliance Analyst to support the Compliance Advisory team. This role involves administration of compliance activities and oversight functions, offering valuable exposure to the regulatory landscape. Ideal candidates will possess strong communication skills and an interest in financial services. Training for initial tasks will be provided, making it a great opportunity for recent graduates or those new to the field.

Qualifications

• Strong written and verbal communication skills required.
• Proficient in Microsoft Office is essential.
• High accuracy and attention to detail.

Responsibilities

• Support compliance systems maintenance and user access.
• Assist in reviewing financial promotions for accuracy.
• Monitor and summarize regulatory publications.

Skills

Written communication

Verbal communication

Microsoft Office

Attention to detail

Time management

Proactivity

Job description

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Purpose

This entry-level position supports the Compliance Advisory team in delivering core compliance functions across the 7IM Group. The role will assist with the administration and oversight of key compliance activities, including employee compliance monitoring, regulatory horizon scanning, financial promotion reviews, and responding to day-to-day compliance queries. The successful candidate will gain broad exposure to regulatory compliance within a fast-paced financial services environment, contributing to the effective management of regulatory risk and the promotion of a strong compliance culture.

Training will be provided on all tasks with initial tasks being primarily administration in support of two senior team members and moving on to more complex activities as the role develops.

Responsibilities

• Support the maintenance of compliance systems, including reviewing alerts and administering user access within the ‘STAR’ compliance tool
• Assist in the review of financial promotions to ensure accuracy and regulatory compliance
• Monitor and summarise regulatory publications and developments
• Help prepare governance and committee packs using Microsoft PowerPoint
• Maintain accurate records by filing emails and documents appropriately and ensuring SharePoint folders are clearly named and well organised
  
  

Skills

About You

• Strong written and verbal communication skills
• Proficient in Microsoft Office
• High level of accuracy and attention to detail
• Organised with good time management and the ability to prioritise effectively
• Enthusiastic and eager to learn with a proactive mindset
  
  

Knowledge

• An interest in financial services and regulation and the role of the Financial Conduct Authority (FCA)
  
  

Other Relevant Information

• Enthusiastic and keen to use initiative
• Able to display an understanding of key compliance and risk principles
• Team player with understanding of key current and forthcoming regulatory developments
• We will not be able to provide sponsership for this role
  
  

About Us

Not Specified

Seniority level

• Seniority level

  Internship

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

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