Compliance Analyst, Discretionary Wealth | London, UK | Hybrid

Hays; London; On-site; GBP 40,000 - 55,000; Full time

Job summary

A fast-growing discretionary fund manager in London is seeking a Compliance Analyst to join their risk and compliance team. The ideal candidate will have at least 18 months' experience in compliance within an investment management setting, specifically related to discretionary fund management. The role involves a variety of tasks including compliance training and monitoring, as well as policy updates.

Qualifications

• At least 18 months' compliance experience.
• Experience in investment management environment.
• Knowledge of regulations such as Fund/COLL.

Responsibilities

• Deliver compliance training and monitor compliance activities.
• Approve financial promotions and screen for sanctions.
• Update policies and handle due diligence requests.

Skills

Compliance monitoring

Policy updates

Training delivery

Sanctions screening

Due diligence

Job description

Compliance Analyst, Discretionary Wealth

Fast growing and award-winning discretionary fund manager seeks a Compliance Analyst to join its small risk & compliance team.

Due to ongoing expansion, the Head of Risk & Compliance seeks a generalist to fulfil a varied range of duties, including:

1. Delivery of compliance training
2. Compliance monitoring
3. Approving financial promotions
4. Sanctions screening
5. Policy updates
6. Third-party due diligence requests

Candidates should have at least 18 months' compliance experience in an investment management environment, preferably with exposure to discretionary fund management and/or model portfolio services, with working knowledge of regulations such as Fund/COLL.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job, you accept the T&C's, Privacy Policy, and Disclaimers available at hays.co.uk.

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