Compliance Advisory Officer

Partnerships in Care; Milton Keynes; Hybrid; GBP 30,000 - 50,000; Full time

Job summary

An established industry player is seeking a Compliance Advisory Officer to enhance their compliance culture. In this pivotal role, you will provide essential regulatory guidance, ensuring adherence to FCA requirements while promoting good governance practices. You will collaborate closely with key stakeholders, manage compliance queries, and assist in developing training content. This position offers flexible working arrangements and the opportunity to significantly impact a growing compliance team. If you are proactive, detail-oriented, and passionate about regulatory compliance, this is the perfect opportunity for you to advance your career in a supportive environment.

Benefits

Flexible working arrangements

Positive team culture

Career development opportunities

Support for compliance qualifications

Qualifications

• 2+ years in compliance or audit, ideally in financial services.
• Strong knowledge of FCA Handbook and regulatory guidance.

Responsibilities

• Provide regulatory advice in line with FCA rules.
• Review compliance policies and promote their use.

Skills

Regulatory Guidance

Communication Skills

Policy Development

Attention to Detail

Stakeholder Relationship Building

Continuous Improvement

Job description

Compliance Advisory Officer

Our client is recruiting for a Compliance Advisory Officer to join their growing team. This is a fantastic opportunity to provide regulatory advice to a well-respected business and influence a strong compliance culture.

This permanent role offers flexible working with a minimum of two days in the office, and you will be based out of our Milton Keynes office.

Role Overview

The Compliance Advisory Officer will work closely with the Deputy Head of Compliance and key stakeholders across the business. You will be responsible for providing regulatory guidance, promoting good governance practices, and ensuring compliance with FCA requirements.

Key responsibilities include:

1. Providing clear regulatory advice to the business in line with FCA rules and guidance
2. Reviewing and updating compliance policies and promoting their use across the business
3. Responding to compliance queries and escalating non-compliance issues to senior management
4. Monitoring risks and maintaining compliance registers
5. Assisting with regulatory training content and supporting the Learning and Development team
6. Preparing reports and regulatory notifications for the FCA
7. Advising on Consumer Duty obligations and ensuring good customer outcomes

What We’re Looking For

To be successful in this role, you’ll need:

1. A minimum of 2 years’ experience in a compliance or audit role, ideally within financial services
2. Knowledge of the FCA Handbook and the ability to interpret and apply regulatory guidance
3. Strong communication skills, with the ability to deliver clear, digestible advice
4. Experience in policy development and report writing
5. A proactive, strategic mindset and the ability to build strong stakeholder relationships
6. Attention to detail and a commitment to continuous improvement
7. Protection knowledge is desirable but not essential

What’s on Offer

Our client offers a highly competitive package and a range of benefits, including:

1. Flexible working arrangements
2. A positive and supportive team culture
3. Opportunities for career development and progression
4. Support for compliance-related qualifications

This is an exclusive opportunity to make a significant impact within a growing compliance team. If you’re looking for your next step in regulatory compliance and want to be part of a forward-thinking business, we’d love to hear from you.

Apply now to discuss this role in more detail!