Compliance Advisory Manager

Wipro Technologies; London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading company is seeking a Compliance Advisory Manager for a 12-month fixed-term contract in London. The role involves providing compliance advice, managing compliance matters, and supporting a new client's transition to service delivery. The ideal candidate will have expertise in pensions and regulatory knowledge, ensuring compliance with obligations while fostering a positive work environment.

Benefits

Generous benefits package

Training & development opportunities

Qualifications

• Expert regulatory knowledge and how regulation applies across relevant business activities.
• Previous experience of advising on Policies and SOPs covering both Pensions and Retail Investments.

Responsibilities

• Provide detailed compliance advice on regulatory requirements including Consumer Duty.
• Advise on proposed design of Operational Standard Operating Procedures (SOP).
• Deliver regulatory and compliance training.

Skills

Communication

Regulatory Knowledge

Organization

Influencing

Job description

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Title: Compliance Advisory Manager

Requisition ID: 64884

City: London, Heathrow

Country/Region: GB

Introduction:

Servaada, a Wipro company is looking for a Compliance Advisory Manager for a 12-month FTC (Fixed Term Contract), specialising in pensions, protection, bonds and savings. As the first point of contact for our clients and beneficiaries, you will play a crucial role in providing exceptional service to our client.

This role involves working from our London office, home, and occasionally traveling to client site.

Servaada is a separate legal entity, authorised by the FCA and has been set up by Wipro to provide regulated outsourcing services within the Financial Services industry. Our client is a leading provider for pension schemes and Servaada will be providing business and technology process outsourcing services.

As a Compliance Advisory Manager, you will receive a competitive salary, a generous benefits package and training & development in areas to help you improve.

Role Summary:

You will help to align Compliance initiatives with business objectives, while also handling Compliance generalist responsibilities. This role requires a versatile Compliance professional with expertise in:

• pensions (individual and group),
• protection,
• bonds and saving.

The primary responsibility of this role initially is to support the transition of a new client to the point of service commencement, and then into service delivery to ensure the business remains compliant with its regulatory and contractual obligations.

Joining Servaada as a Compliance Advisor offers an exciting opportunity to contribute to both Compliance initiatives and day-to-day Compliance operations. You will play a vital role in managing Compliance matters, providing guidance to business leaders, and fostering a positive work environment. Your expertise in Compliance will enable you to drive meaningful change and support the overall success of the organisation.

Key Responsibilities/Accountabilities:

• Provide detailed compliance advice on regulatory requirements including Consumer Duty, compliance culture and conduct risk
• Help set all guidance & Policies beyond just regulatory needs
• Advise on proposed design of Operational Standard Operating Procedures (SOP) pre implementation and suggest amendments and/or enhanced controls where needed
• Assist in implementing any changes to SOPs required (and necessary training provided)
• Deliver regulatory and compliance training
• Assist with engaging the FCA on variation of permission applications
• Advise the business on regulatory interpretation as required on a day-to-day basis
• Ensure all required routine training available/delivered as transition phase commences and ongoing for onboarding employees or as annual mandatory training
• Ensure aware of all regulatory changes that may affect the business, analyse as to effect and possible changes in Operations and ensure disseminated to Management as early as possible
• Advise on breaches and complaints management
• Liaise with on and offshore colleagues in same function

Required Skills:

• Previous experience of advising on Policies and SOPs as well ongoing advisory Regulatory Interpretation, covering both Pensions and Retail Investments
• Expert regulatory knowledge and how regulation applies across relevant business activities and oversight of such
• Ability to work without supervision and under pressure.
• Efficient and well organized
• Strong communication skills both written and verbal
• Credible and assertive manner
• Discretion, tact and resilience
• Professional manner with the ability to influence and persuade
• They must be a skilled communicator and able to deal with a wide variety of internal stakeholders

Servaada is an advocate for positive change and conscious inclusion. As a global employer, we strive to create a diverse Wipro family by remaining committed to the development of our culture, diversity, equality, and inclusion in the workplace. All applicants welcome.

If you encounter any suspicious mail, advertisements, or persons who offer jobs at Wipro, please email us [e-mail] . Do not email your resume to this ID as it is not monitored for resumes and career applications.

Any complaints or concerns regarding unethical/unfair hiring practices should be directed to our Ombuds Group [e-mail] .

We are an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, caste, creed, religion, gender, marital status, age, ethnic and national origin, gender identity, gender expression, sexual orientation, political orientation, disability status, protected veteran status, or any other characteristic protected by law.

Wipro is committed to creating an accessible, supportive, and inclusive workplace. Reasonable accommodation will be provided to all applicants including persons with disabilities, throughout the recruitment and selection process. Accommodations must be communicated in advance of the application, where possible, and will be reviewed on an individual basis. Wipro provides equal opportunities to all and values diversity.