Compliance Advisory Contractor

We are looking for a compliance advisory professional who can:

1. Contribute to the drafting of initial policy and procedure documentation based upon FCA rules & guidance.
2. Help to map regulatory obligations to existing and new policy provisions, ensuring comprehensive coverage.
3. Provide support in offering compliance advice to the business on key regulatory matters relevant to the investments, platform, and wealth management sector, under the guidance of senior team members.
4. Act as an initial point of contact for basic compliance-related queries from the business, escalating more complex issues as needed.
5. Assist in the review and assessment of compliance reports and regulatory deliverables, providing administrative and analytical support.
6. Support the maintenance and updating of compliance policies and procedures by assisting with documentation and research.
7. Monitor regulatory developments and assist senior team members in the initial assessment of their potential impact on the firm.
8. Provide support on ad hoc compliance projects as directed by senior team members.
9. Contribute to strengthening the firm’s compliance culture by adhering to best practices and supporting awareness initiatives.