Compliance Advisor

JR United Kingdom; Slough; On-site; GBP 60,000 - 90,000; Full time

Job summary

A leading international investment manager is seeking an experienced Compliance Advisory professional for their regulatory compliance team in London. The role involves managing compliance programs and providing regulatory advice, particularly focusing on the Middle East and Africa. Candidates should possess a deep understanding of EU asset management regulations and proven client-facing experience within the region.

Qualifications

• Deep understanding of EU asset management regulations, particularly UCITS, AIFMD.
• Proven experience in client-facing distribution activities in ME&A.
• Strong understanding of compliance requirements and best practices.

Responsibilities

• Manage compliance programs focusing on client-facing, marketing, and ESG.
• Provide actionable compliance policies and advice.
• Conduct compliance monitoring to ensure adherence to regulations.

Skills

Understanding of EU asset management regulations

Client-facing compliance experience

Knowledge of regulatory frameworks

Practical compliance advice

Job description

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We are working with an International Investment Manager who are looking for an experienced Compliance Advisory individual to join their regulatory compliance team in London. This individual will be responsible for maintaining a strong client facing compliance programme and providing pragmatic regulatory advice across the Group's entities, with a particular focus on the Middle East and Africa.

Key Responsibilities:

• Compliance Programme Management, particularly around Client Facing, Marketing, and ESG activities.
• Provide practical, clear, and actionable advice on compliance policies and procedures.
• Conduct Compliance monitoring and testing to ensure adherence to regulatory frameworks, and implementing necessary changes.

Key Requirements:

• ESSENTIAL: Deep understanding of EU asset management regulations, UCITS, AIFMD, and cross-border distribution requirements, particularly in the ME&A.
• Proven experience in client-facing distribution activities including ME&A, with a strong understanding of associated regulatory requirements and best practices.